Paul Miller

Practice Areas

Paul M. Miller is a partner in Seward & Kissel’s Investment Management Group and is located in Seward & Kissel’s Washington D.C. office. Paul joined Seward & Kissel in 1998 and became a partner in 2008.

Paul’s practice focuses primarily on registered investment companies and registered investment advisers. He has worked extensively on matters affecting registered funds and ETFs, including their formation, their registration with the Securities and Exchange Commission (SEC) under the Investment Company Act of 1940, their service provider arrangements with investment advisers, distributors, transfer agents and custodians and their ongoing regulatory reporting and compliance obligations. He has also worked on the full range of matters affecting registered investment advisers, including their formation, their registration with the SEC under the Investment Advisers Act of 1940, their participation in managed account and wrap programs and their ongoing regulatory reporting and compliance obligations. He regularly advises registered funds, ETFs, and registered advisers on matters relating to their periodic examination by the staff of the SEC. He has advised the independent directors/trustees of mutual funds concerning their responsibilities under the Investment Company Act of 1940 and state law.