Ranked in 2 Practice Areas
4

Band 4

Hedge Funds

USA - Nationwide

6 Years Ranked

4

Band 4

Investment Funds: Regulatory & Compliance

USA - Nationwide

6 Years Ranked

Ranked in Guides

About

Provided by Patricia Poglinco

USA

Practice Areas

Investment Management, Hedge Funds, Registered Funds and Mutual Funds, Investment Advisers, Activist Investing, Family Office, Regulatory Compliance, Private Equity, LIBOR Transition Task Force, Environmental, Social and Governance, Commodity Pool Operators & Commodity Trading Advisers, Credit Funds, Private Equity Funds, Real Estate Funds, Venture Capital/Growth Equity Funds, Derivatives Regulations and Compliance, Asset and Wealth Management, Financial Institution Risk Management.

Career

Patricia A. Poglinco is a partner in and Co-Chair of Seward & Kissel’s Investment Management Group. Pat joined Seward & Kissel in 1986 and has been a partner since 1994. Pat served as a member of the Management Committee.

Pat’s practice specialties include the representation of investment advisers and related regulatory compliance; the formation and representation of private investment partnerships, group trusts and various offshore investment vehicles; the formation and CFTC registration of commodity pools, commodity pool operators and commodity trading advisors; the formation and ongoing representation of registered investment companies (open-end and closed-end funds) and their managers, distributors, underwriters and other service providers; and general securities and general corporate matters.

Pat regularly speaks at industry conferences, in the United States and abroad, on matters pertaining to the Investment Management industry and has been recognized as one of the leading attorneys in the industry by Chambers.

Personal

Albany Law School of Union University, J.D.; Mount Holyoke College, A.B., magna cum laude

Chambers Review

Provided by Chambers

Chambers Guide to the USA

Hedge Funds - USA - Nationwide

4
Band 4
Individual Editorial
Patricia Poglinco's CFTC expertise is regarded as a key draw of her private funds practice. She is called upon by investment managers to advise on a range of issues, including new investments made by limited partners.

Investment Funds: Regulatory & Compliance - USA - Nationwide

4
Band 4
Individual Editorial

Patricia Poglinco of Seward & Kissel has notable experience of advising clients on NFA and SEC examinations.

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