Email address
[email protected]Contact number
+1 212.756.2346Share profile
Band 3
Provided by Adriana Schwartz
Advises in the securities law, regulatory and compliance and shareholder activism areas.
Adriana counsels clients on a broad range of issues, including in the regulatory areas of Sections 13 and 16, Rule 144, insider trading, Regulation SHO order marking and Regulation M/Rule 105.
She also represents clients in private investments in public and private companies, including private investments in public equity (PIPEs), registered direct offerings, convertible 144A offerings, special-purpose acquisition companies (SPACs) and Regulation S offerings
Provided by Chambers
Adriana Schwartz is adept at advising clients in the field of shareholder activism. She is able to advise on complex activist campaigns, in addition to assisting activists in securities-related matters.
Provided by Chambers
Adriana is fantastic. She is very bright and gives great advice and guidance.
Adriana is wonderful and always explains things in an easy, digestible way.
She is the consummate professional and a tremendous adviser.
Adriana is fantastic. She is very bright and gives great advice and guidance.
Adriana is wonderful and always explains things in an easy, digestible way.
She is the consummate professional and a tremendous adviser.
