Lawyer profile for USA 2021
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Corporate/M&A: Securities - Pennsylvania
"He's practical, thoughtful and efficient." "He is a very smart, focused, practical and solution-oriented attorney."
Corporate/M&A & Private Equity - Pennsylvania: Philadelphia & Surrounds
This content is provided by Justin P Klein
As a respected corporate counselor in the areas of securities and corporate governance, Justin P. Klein advises publicly and privately held companies on diverse securities matters, including day-to-day corporate governance and other transactional matters. His practice also encompasses representation of other firms in the securities industry, including investment advisers, banks, and investment companies.
Justin has significant experience representing both issuers and underwriters in public and private offerings of common stock and debt securities. He frequently provides public companies and their boards and independent committees with both regulatory and strategic advice in merger and acquisition transactions, including going-private transactions. He also represents boards of directors and committees of public and private companies, as well as municipal issuers, in special investigations and parties in regulatory and enforcement proceedings before the SEC, state securities commissions, and securities industry self-regulatory organizations.
Admissions: District of Columbia, Maryland, Pennsylvania
National Association of Securities Dealers (now FINRA), past Chair and member, National Arbitration and Mediation Committee
Pennsylvania Securities Commission, Attorney Advisory Committee
American and Philadelphia Bar Associations
George Washington University Law School (J.D. 1972, with honors); University of Pennsylvania (B.A. 1969)