Financial Services Regulation: Broker Dealer (Enforcement)
USA - Nationwide
5 years ranked
Financial Services Regulation: Broker Dealer (Enforcement)
USA - Nationwide
5 years ranked
Provided by Cahill Gordon & Reindel LLP
David Wishengrad, Chair of Cahill’s Broker-Dealer – Regulatory & Litigation practice group, represents financial institutions, broker/dealers, hedge funds, and asset managers in connection with regulatory investigations, examinations, enforcement actions, litigations and internal investigations. David has handled numerous matters involving complex financial products, including collateralized debt obligations, credit default swaps, mortgage-backed securities, interest rate and currency derivatives, swaptions, and EFRPs.
Provided by Chambers
David Wishengrad is chair of the firm's broker-dealer regulatory & litigation practice. He focuses his practice on broker-dealer regulatory matters. He is often sought out by banks to advise on compliance matters, including issues with cross-border elements. He is also experienced in providing counsel on SEC, European Commission and FINRA investigations.
Provided by Chambers
David is focused on delivering relevant results for the client.
David is the best in the business.
Chambers is the leading data and intelligence partner for the legal sector.