Financial Services: Non-contentious Regulatory
UK-wide
16 years ranked
Financial Services: Non-contentious Regulatory
UK-wide
16 years ranked
Provided by Covington & Burling LLP
David Berman leads Covington’s financial services practice in EMEA. He advises a range of financial institutions on key regulatory compliance and investigations matters, and frequently counsels boards and senior management teams on significant regulatory issues. He specializes in tactical and strategic issue prevention, containment, and resolution, and has an outstanding track-record of achieving optimal outcomes for clients.
David has extensive experience across a wide spectrum of litigation, investigations, compliance, and transactional issues, including market conduct, whistle blows, culture and conduct, risk management, systems and controls, internal investigations, individual accountability, governance, conflicts of interest, inducements, regulatory aspects of transactions, remediation and redress exercises, and conduct of business regulation generally, as well as acting as a “skilled person” under Section 166 FSMA 2000.
Provided by Chambers
David Berman leads Covington & Burling's financial services practice in EMEA. Berman regularly works with major banks and fund sponsors on compliance with regulatory regimes.
Provided by Chambers
David knows the law and regulations and is able to interpret that and give us practical advice. He's also very responsive and reliable.
David is commercial, pragmatic and consistently delivers to a high standard.
He is a leader in his field, he is very technically capable and provides general regulatory advice on complex topics.
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