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Provided by Daniel Hawke
Dan Hawke, a former chief of the SEC Division of Enforcement’s Market Abuse Unit and Director of the SEC's Philadelphia Regional office, is a partner in Arnold & Porter’s Securities Enforcement and Litigation practice, and practices in the firm’s Washington, D.C. office. He counsels clients on SEC enforcement, examination and regulatory policy matters. With a focus on defending complex public company, broker dealer, and investment adviser governance, legal and compliance issues, Mr. Hawke conducts internal investigations, advises special committees, counsels senior management and defends companies and individuals facing SEC, FINRA, and other federal regulatory, investigation and enforcement inquiries and litigation.
Provided by Chambers
Daniel Hawke of Arnold & Porter brings extensive experience to bear in his representation of senior executives, public companies and financial institutions on a range of regulatory enforcement proceedings.
Provided by Chambers
"Clients are always very happy with the results he produces."
"Clients are always very happy with the results he produces."
