Financial Services Regulation: Banking (Compliance)
USA - Nationwide
7 years ranked
Provided by Haynes and Boone, LLP
Craig Unterberg is a member of the firm's Executive Committee and the managing partner of the firm’s New York office. He has handled an industry-leading number of margin stock, NAV facilities, and structured equity transactions on behalf of financial institutions, private equity funds, and hedge funds. He heads up the firm’s New York-based Margin Lending and Structured Equity Practice Group, and is a go-to lawyer for his clients on complex Regulation U and other regulatory matters. Craig handles complex onshore and offshore margin and fund financing facilities, and he advises on a range of derivative, prime brokerage, private equity, and hedge fund financing transactions for both buy- and sell-side counterparties.
Provided by Chambers
Craig Unterberg is managing partner of the firm’s New York office. He impresses with his robust grounding in bank regulatory requirements, offering high-caliber compliance advice to clients on diverse issues.
Provided by Chambers
Craig is the most commercial lawyer that we use and is very good at spotting risks that others would not focus on.
He is strong in finding solutions that optimize capital.
His knowledge of the market is extremely advanced.
Chambers is the leading data and intelligence partner for the legal sector.