With more than 25 years’ experience, Ms. Peltz represents domestic and off-shore investment managers on the formation, offering and operation of investment products including hedge, private equity, real estate and venture funds, fund of funds, joint ventures, registered investment companies, (including exchange traded funds), CLOs and CDOs, business development companies and separate accounts. Ms. Peltz represents clients on formation, mergers, acquisitions, spinouts and succession plans of investment managers. She also advises clients on issues relating to the Investment Advisers Act of 1940 and the Investment Company Act of 1940 including registration and compliance matters. She regularly represents clients before the SEC and its staff in connection with examinations, exemptive orders and other matters.
J.D., Cornell Law School; B.A., Cornell University.