Chambers Review
Provided by Chambers
USA
Investment Funds: Regulatory & Compliance - USA - Nationwide
Individual Editorial
Brynn Peltz of Goodwin is prized for her understanding of SEC examinations and the regulations surrounding registered funds.
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Provided by Brynn Peltz
Brynn Peltz is a partner in Goodwin’s Financial Industry, Investment Management and Private Investment Funds practices.
With more than 25 years’ experience, Brynn represents domestic and off-shore investment managers on the formation, offering and operation of investment products including hedge, private equity, real estate and venture funds, fund of funds, joint ventures, registered investment companies, (including exchange traded funds), CLOs and CDOs, business development companies and separate accounts. Brynn represents clients on formation, mergers, acquisitions, spinouts, and succession plans of investment managers. She also advises clients on issues relating to the Investment Advisers Act of 1940 and the Investment Company Act of 1940 including registration and compliance matters. She regularly represents clients before the SEC and its staff in connection with examinations, exemptive orders, and other matters.
JD, Cornell Law School; BA, Cornell University
Provided by Chambers
Brynn Peltz of Goodwin is prized for her understanding of SEC examinations and the regulations surrounding registered funds.
Provided by Chambers
"She is knowledgeable on compliance issues."
"Brynn is at the top of her game."
"She is knowledgeable on compliance issues."
"Brynn is at the top of her game."