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[email protected]Contact number
212-450-4244Share profile
Band 2
Provided by Aaron Schlaphoff
Aaron is a member of Davis Polk’s Investment Management practice. He represents leading asset managers on a wide range of legal, regulatory and compliance matters. He has unique knowledge of the various laws applicable to asset managers, including the Investment Advisers Act and Investment Company Act. His experience spans all types of private equity, credit and hedge fund products, as well as registered fund products such as closed-end funds, interval funds, tender offer funds, business development companies (BDCs) and ETFs. He frequently advises clients on SEC examinations and enforcement matters, as well as on adviser registration, exemptions and ongoing compliance. He also has extensive experience with M&A, IPO and restructuring matters involving asset managers.
Provided by Chambers
Provided by Chambers
Aaron provides invaluable expertise and guidance in the regulatory space, as well as important insight into broader regulatory trends and activities.
Aaron provides invaluable expertise and guidance in the regulatory space, as well as important insight into broader regulatory trends and activities.