Email address
[email protected]Contact number
+1 202 962 7136Share profile
Band 2
Provided by Zachary Zweihorn
Zach is a member of Davis Polk’s Financial Institutions practice. He focuses on the regulation of broker-dealers and other securities market participants and intermediaries. This includes advising on SEC, FINRA and exchange rules relating to the conduct of business, financial responsibility, margin, market structure and related compliance obligations. He also advises on regulatory matters in connection with corporate transactions. His clients include international banks, broker-dealers, securities exchanges, digital asset businesses and other financial institutions.
Zach also helps clients with regulatory and legislative advocacy and has assisted in drafting proposed language for legislation, including aspects of three bills that became law.
Zach has testified before the House Financial Services Committee and guest lectured at Columbia Law School on the interplay between digital assets and securities laws.
Provided by Chambers
Zachary Zweihorn regularly advises broker-dealers on strategic transactions and the associated regulatory requirements. He is recognized for providing clients with a comprehensive overview of SEC and FINRA rules.
Provided by Chambers
"He is very knowledgeable and great at explaining concepts in an understandable way. He gives practical advice and is very smart."
"Zach is sharp, has a vast command of details and is able to craft new and workable solutions. He helps solve problems in an elegant and workable way."
"Zach is an excellent broker-dealer regulatory attorney."
"He is very knowledgeable and great at explaining concepts in an understandable way. He gives practical advice and is very smart."
"Zach is sharp, has a vast command of details and is able to craft new and workable solutions. He helps solve problems in an elegant and workable way."
"Zach is an excellent broker-dealer regulatory attorney."
