Lawyer profile for USA 2021
Litigation: Securities - Illinois
"He is an excellent lawyer."
This content is provided by Steven Malina
Financial services litigation.
Financial services regulatory.
Securities class action litigation.
Corporate internal investigations and compliance.
Commercial litigation and arbitration.
Wrongful termination and compensation disputes.
Steven M. Malina, a former Senior Attorney in the SEC’s enforcement branch, focuses his practice on a variety of litigation and regulatory matters with representations of financial services industry clients, hedge fund matters, and securities and general commercial litigation. He represents officers, directors, broker-dealers, investment advisors, commercial banks, investment banks, investment management firms, and public issuers in investigations and disciplinary proceedings initiated by the SEC, CFTC, FINRA, FDIC, NYSE, CBOE, CME, and state regulators. In addition, Steve represents clients in related investor class-action, derivative, and other litigation and arbitration. He has also conducted internal investigations on behalf of publicly traded companies and represented committees and executive officers in internal investigations. Steve has represented brokerage firms and their management in customer-initiated cases, and injunction and arbitration proceedings.
Midwest Chapter of the Association of Securities and Exchange Commission Alumni; American Bar Association; Chicago Bar Association; Illinois Bar Association; Securities Industry Association Compliance and Legal Division.
J.D., University of Illinois College of Law, 1987
M.B.A., University of Chicago, 1993
A.B., University of Michigan, 1983