Financial Services Regulation: Broker Dealer (Compliance)
USA - Nationwide
16 years ranked
Financial Services Regulation: Broker Dealer (Compliance)
USA - Nationwide
16 years ranked
Provided by King & Spalding LLP
Russell Sacks is a financial services regulatory partner in the firm’s Corporate practice.
He provides advice to market participants on a worldwide basis with respect to regulatory, transactional, trading and markets issues, with particular emphasis on U.S. regulation of securities broker-dealers, asset managers, clearing agencies, and electronic trading systems.
Mr. Sacks represents broker-dealers and asset managers on all aspects of those business’ life cycles, with particular emphasis on regulation of private banks and wealth managers; investment banks; equity and fixed-income trading operations; research businesses; regulation of syndicates; and electronic trading systems. Russell regularly represents globally important financial institutions, including state-owned financial institutions, on their cross-border activities. Russell also regularly represents SIFMA with respect to various issues in respect of SEC and FINRA regulation.
Provided by Chambers
Russell Sacks is well regarded for his success at providing strategic advice to clients, including with respect to complex SEC and FINRA regulations.
Provided by Chambers
Russell is a phenomenal lawyer, he is incredibly dedicated to his clients and his level of service is unmatched.
Russell's knowledge of the law and timeliness is invaluable.
Chambers is the leading data and intelligence partner for the legal sector.