Provided by Richard D Weinberg
Richard D. Weinberg has substantial expertise and experience in representing individuals and corporations in investigations by the Securities and Exchange Commission, the Commodity Futures Trading Commission, the Financial Industry Regulatory Authority, the United States Department of Justice, and state regulatory agencies, and in conducting corporate internal investigations.
He represents clients in highly sensitive and complex civil litigation and regulatory enforcement matters such as those involving allegations of improper trading, misleading or incomplete disclosure, market manipulation, accounting fraud, FCPA violations, and other forms of financial fraud. He also represents individual and corporate clients in parallel investigations conducted by both the Securities and Exchange Commission and the United States Department of Justice.
Named a leading lawyer by Chambers USA: America's Leading Lawyers for Business in the areas of Litigation: White Collar Crime & Government Investigations and Securities: Regulation: Enforcement, Rick has been described as a “really excellent lawyer and the most calming person on the planet.” He is recommended by The Legal 500 United States for Securities Litigation and White Collar Criminal Defense. Benchmark Litigation: The Definitive Guide to America’s Leading Litigation Firms & Attorneys recognized Rick as a “Litigation Star” in the area of White-Collar Crime/Enforcement/Investigations.
Richard Weinberg offers significant experience defending clients facing sensitive and complex investigations by a number of organizations and regulatory bodies, including both the DOJ and SEC. He is a go-to attorney for both companies and individuals.
"He has excellent judgment, is even-keeled and very strategic." "He is a very effective practitioner."
Richard Weinberg handles various securities enforcement matters involving the CFTC, SEC and DOJ, and is an expert on matters such as options trading.