Nicole B. Puppieni

Practice Areas

Nicole B. Puppieni’s practice focuses primarily on capital markets, financial and corporate transactions. She has been assisting both Italian and international issuers as well as underwriters in public and private debt and equity offerings; and advising companies and financial institutions on securities laws, primarily on corporate and financial matters including, capital market transactions, domestic and cross-border mergers and

acquisitions.

Nicole joined the firm in 2006 and was resident in the Milan office until 2008.

From September 2009 to July 2010, she was resident in the New York office.

Professional Memberships

Bar Admissions - Milan, New York

Publications

“Italy,” in European Securities Law, Third Edition, Oxford University Press, March 2021

Co-author of “SRD II: CONSOB modifica il Regolamento Parti Correlate e il Regolamento Emittenti,” Cleary Gottlieb Alert Memo, 2020

Co-author of “Revised Rules on Italian Listed Company Capital Increases After the COVID-19 Outbreak,” Cleary Gottlieb Alert Memo, 2020

Co-author of “Revised Rules on Disclosure of Significant Shareholdings in Italian Listed Companies After COVID-19 Outbreak,” Cleary Gottlieb Alert Memo, 2020

Co-author of “The New Prospectus Regulation – The Story So Far,” Cleary Gottlieb Alert Memo, 2019