Band 4
Provided by Jason Daniel
Jason Daniel focuses on securities trading and reporting advice, investment adviser compliance and registration, and securities advice in respect to mergers and acquisitions.
Jason has represented multiple fund clients that were affiliates of issuers with the resale of securities under the Securities Act of 1933. He has also advised multiple fund clients in connection with filing exemptions from Schedules 13D and G and Forms 3, 4 and 5, and in connection with determining potential exemptions from disgorgement. Jason frequently reviews Forms ADV Part 1A and Parts 2A and 2B, as well as compliance manuals in connection with the Investment Advisers Act of 1940 and the Securities Act of 1933.
Member, State Bar of Texas; Adjunct Professor at Southern Methodist University for Private Funds Law
J.D., Washington University School of Law, 2001; B.A., University of Missouri - Columbia, summa cum laude, 1997
Provided by Chambers
Provided by Chambers