Ranked in 1 Practice Areas
3

Band 3

Registered Funds

USA

4 Years Ranked

Ranked in Guides

About

Provided by Clifford Cone

Global

Practice Areas

CLIFF CONE focuses his practice on the regulation, structuring, and ongoing operation of registered investment funds, business development companies, private funds, commodity and crypto exchange-traded funds (ETFs), and investment management businesses. He advises asset managers, fund boards, and financial institutions on complex issues arising under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Cliff has extensive experience counseling sponsors and directors of closed-end funds, interval funds, exchange-traded funds, business development companies, and registered fund-of-funds structures. His practice also includes advising sponsors of hedge funds, private equity funds, commodity pools, and crypto-focused investment vehicles, as well as providing guidance on adviser registration, disclosure, governance, and regulatory compliance matters, including interactions with the U.S. Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and national securities exchanges.

Chambers Review

Provided by Chambers

Chambers Global Guide

Registered Funds - USA

3
Band 3
Individual Editorial
Clifford Cone has significant experience advising banks and asset managers on the formation of ETFs and other registered funds. He also has considerable experience providing counsel on ’40 Act issues.

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