Litigation: Securities
Ontario
2 years ranked
Provided by Stockwoods LLP
Carlo is a litigator whose practice focuses on complex commercial litigation, securities regulation and shareholder/corporate disputes. He has successfully represented client in matters dealing with director/officer liability, shareholder disputes, the oppression remedy and contractual disputes.
Carlo has particular expertise dealing with securities law issues. He has appeared before the Ontario Securities Commission on several occasions, both representing OSC Staff and respondents. This is in addition to his representation of clients that are the subject of s. 11 investigations by the OSC. He also has experience with class proceedings, where he has represented a number of defendants dealing with issues such as an officer’s breach of duty and shareholder misrepresentation claims.
Carlo has published on a number of topics, including contributing a chapter on class actions to the text Digital Privacy: Criminal, Civil and Regulatory Litigation as well as in The Advocates’ Quarterly where he has published articles dealing with the scope of privilege in the context of internal investigations as well as the threshold for materiality in shareholder class actions in Ontario.
-Member of The Advocates' Society Mid-Career Advocates Standing Committee
-Former Chair of The Advocates’ Society’s Commercial Litigation Practice Group
-Member of the Finance and Audit Committees of the Ontario Bar Association
-Former member of the Class Actions Working Group of the Ontario Bar Association
-Former member of The Advocates' Society Young Advocates Standing Committee
Speaker, Osgoode Hall, Shareholder Disputes and the Closely-Held Company program (2022, 2023, 2025, 2026)
Instructor, Osgoode Hall, Intensive Trial Advocacy Workshop (2022-2026)
Speaker, Ontario Bar Association, Intersection between Class Proceedings and Regulatory Proceedings (May 2023)
Speaker, The Advocates’ Society, Annual Review of Most Significant Commercial Litigation Decisions (February 2023)
Co-Author, “A Tale of Two Tests; The Test for Materiality Under S. 138.3 of the Ontario Securities Act” (2022), 53 Adv. Q. 32.
Co-Author, “A Purposive Approach to Privilege in the Context of Internal Investigations” (2019) 49:3 Advocates’ Quarterly 3.
Co-Author, Digital Privacy: Criminal, Civil and Regulatory Litigation (Toronto: LexisNexis, 2018) (chapter 6 – class actions).
Co-Author, “Amicus Curiae in class action settlement and fee approval hearings”, (2018) 37:3 Advocates’ Journal 6.
“How Canada’s capital markets hinder the cannabis industry”, Globe & Mail, February 23, 2018.
“Rise of High-Stakes Global Class Actions: Critical Updates to Help You Protect Your Clients”, Presentation, OBA Institute, February 7, 2018.
Emerging Talent Litigator of the Year
Benchmark Litigation
2026
Linda Adlam Manning Award
Ontario Bar Association
2026
Provided by Chambers
Carlo di Carlo is often engaged by clients to assist with shareholder disputes as well as defend clients before the OSC.
Provided by Chambers
Carlo di Carlo is a very strong-minded lawyer with significant legal skills. He is very effective in court.
Carlo handles sophisticated matters quickly and appropriately.
Carlo is exceptional in service and is a strategic thinker.
Chambers is the leading data and intelligence partner for the legal sector.