Brynn Rail

Practice Areas

Brynn Rail is a partner in the asset management group. Brynn focuses her practice on advising a wide range of market participants on broker-dealer issues. She represents broker-dealers on various regulatory and securities law issues, including firm and individual registration, Exchange Act and FINRA compliance, trading, net capital, supervision and reporting, sales literature, product distribution, and regulatory inspections and examinations. She also advises clients in connection with mergers and acquisitions involving broker-dealers, including advice on regulatory issues that arise as a result of ownership of a broker-dealer and regulatory filings made in connection with those transactions.