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LAWYER PROFILE
Davis Polk & Wardwell LLP
Annette Nazareth
Washington, DC, USA
Ranked in : Securities: Regulation: AdvisoryFinancial Services Regulation: Broker Dealer (Compliance)
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Lawyer profile for USA 2021
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USA
Securities: Regulation: Advisory - USA - Nationwide
Band 1
Annette Nazareth is extremely well known in the field of financial services regulation, and regularly advises major banks and broker-dealers on compliance with SEC and CFTC regulations.
Learn more about this team• View ranking table Financial Services Regulation: Broker Dealer (Compliance) - USA - Nationwide
Band 1
Former SEC director Annette Nazareth possesses great insight into the regulatory challenges faced by broker-dealers and their affiliated organizations. She often advises clients on SEC enforcement proceedings and ensures their compliance with a wide range of regulatory agencies.
"She has a great grasp of the arguments that will and won't work, and a great ability to predict outcomes. She's available, very smart, very thoughtful and always very candid." "Annette is a legend, frankly, both in terms of her strategic advice and her understanding of the regulators and rule-makings. She has real influence in the space."
View ranking table "She has a great grasp of the arguments that will and won't work, and a great ability to predict outcomes. She's available, very smart, very thoughtful and always very candid." "Annette is a legend, frankly, both in terms of her strategic advice and her understanding of the regulators and rule-makings. She has real influence in the space."
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Practice Areas
Ms. Nazareth, currently Senior Counsel, was head of Davis Polk's Washington DC office and led the trading and markets practice within the firm’s Financial Institutions Group. She was formerly an SEC Commissioner and Director of the SEC’s Division of Trading and Markets.
Annette Nazareth
Davis Polk & Wardwell LLP
12 YEARS RANKED 
Email
Phone number
Office
901 15th Street
N.W
Washington, DC
District of Columbia
USA
20005
Ranked In
USA 2021
USA 2020
USA 2019
USA 2018
USA 2017
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