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LAWYER PROFILE

Davis Polk & Wardwell LLP

Annette Nazareth

Washington, DC, USA USA Guide 2021 Ranked in 2 departments
Ranked in : Securities: Regulation: AdvisoryFinancial Services Regulation: Broker Dealer (Compliance)
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Lawyer profile for USA 2021

USA

Chambers Review

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Securities: Regulation: Advisory - USA - Nationwide

Band 1

Annette Nazareth is extremely well known in the field of financial services regulation, and regularly advises major banks and broker-dealers on compliance with SEC and CFTC regulations.
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Financial Services Regulation: Broker Dealer (Compliance) - USA - Nationwide

Band 1

Former SEC director Annette Nazareth possesses great insight into the regulatory challenges faced by broker-dealers and their affiliated organizations. She often advises clients on SEC enforcement proceedings and ensures their compliance with a wide range of regulatory agencies.
"She has a great grasp of the arguments that will and won't work, and a great ability to predict outcomes. She's available, very smart, very thoughtful and always very candid." "Annette is a legend, frankly, both in terms of her strategic advice and her understanding of the regulators and rule-makings. She has real influence in the space."
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This content is provided by Annette Nazareth

Practice Areas

Ms. Nazareth, currently Senior Counsel, was head of Davis Polk's Washington DC office and led the trading and markets practice within the firm’s Financial Institutions Group. She was formerly an SEC Commissioner and Director of the SEC’s Division of Trading and Markets.

USA
Annette Nazareth

Davis Polk & Wardwell LLP

yellow-guide 12 YEARS RANKED
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Phone number
firm
Office

901 15th Street

N.W

Washington, DC

District of Columbia

USA

20005

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USA 2021

USA 2020

USA 2019

USA 2018

USA 2017

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