Rechtsanwaltskanzlei Bergt und Partner AG
FinTech Guide 2026
Rechtsanwaltskanzlei Bergt und Partner AG
www.bergt.lawShare profile
About
"Sophisticated and sustainable legal solutions for everyone."
This is our vision. Your problems seek our solutions. We empower clients to thrive sustainably by melding legal regulations, behavioural-economic insight and technology, so that entrepreneurial resilience and responsible innovation becomes their competitive constant.
Law Firm Bergt & Partners Ltd. is an international law firm experienced in business law located in Vaduz, Liechtenstein, Switzerland and Austria, which represents you comprehensively and is particularly specialized in the areas of:
- Banking and Financial Market Law
- Corporate Law,Compliance and Corporate Governance
- Contract Law & damages litigation
- IP Law
- Mergers & Acquisitions
- Investor litigation and litigation in connection with white collar crime
We are pleased to advise you in all areas of law and at any point in time - be it advice and structuring in advance, litigation in court or the debriefing and handling of a matter afterwards. In doing so, we combine excellent legal expertise with profound economic understanding to offer solutions tailored to your needs. We represent you before authorities and courts and advise you in your matters on your way to justice.
Exceptional results can only be achieved as a team. That is why we rely on the expertise of experienced lawyers a strong network of strategic partners - in Liechtenstein as well as abroad.
Cooperation and communication at eye level are not only anchored in our team structures, but are also practiced in our dealings with our clients. Our goal is to develop and expand your competence so that you can implement solutions independently and consistently. Contact us and our team of experienced lawyers with your concerns - we will accompany and support you in all your legal matters.
We offer an extensive network of cooperation partners across the whole German-speaking region in Switzerland, Germany, and Austria, as well as internationally in Singapore and Dubai. Our diverse team of experts also comprises native German, English, French, Spanish and Chinese (Mandarin) speakers, enabling us to provide comprehensive and culturally sensitive services to our clients. With our strong international presence we are committed to delivering tailored solutions that cater to the unique needs of our clients, transcending borders and bridging cultural gaps.
Mission Statement:
- Commitment to excellence: Bergt Law is committed to providing high-quality legal services and achieving the best possible outcomes for its clients.
- Collaboration: We value teamwork and collaboration, both within our organization and with external partners and experts.
- Innovation: The firm is always looking for new and better ways to serve its clients and stay ahead of industry trends.
- Integrity: Our firm upholds the highest standards of integrity and professionalism in all its dealings.
- Social responsibility: We are committed to making a positive impact on society and the environment through our work.
- Diversity and inclusion: Our firm values diversity and works to create an inclusive environment where all individuals are treated with respect and fairness.
- Client-centricity: We are focused on meeting the needs and goals of our clients and providing exceptional customer service.
- Continuous improvement: Bergt Law is committed to ongoing learning and improvement in order to better serve its clients and achieve its vision.
Our fields of expertise
Our team of seasoned lawyers at Bergt Law has expertise in a wide range of areas. We are committed to providing custom tailored solutions to meet the unique needs of our clients. We leverage our international practice experience and industry expertise across disciplines within our law firm to develop and create efficient and client-focused solutions.
Bergt Law is a law firm headquartered in Liechtenstein with offices in Austria and Switzerland specialized in the legal requirements of both small and medium-sized enterprises as well as large corporations. In line with our corporate vision, we also advise and represent private clients with their individual consulting requirements. Contact us to learn more about how we may assist you in your your legal needs!
At Bergt Law, we provide a wide range of legal services to clients in Liechtenstein on a global scale. Our experienced team of attorneys is dedicated to providing personalized and effective legal solutions to meet the unique needs of each of our clients. We specialize in several key areas of law, including:
- Banking and Financial Market Law
- Commercial & Corporate Law
- White-collar Criminal Law
- Legal Advice & Expert Opinions
- Contract and Compensation Law
- Intellectual Property & IT-Law
- Governance, Compliance, and Risk Management
- Dispute Resolution, Investor Litigation & Regulatory Proceedings
We support you in particular in your following legal concerns:
- Incorporation & structuring of companies
- Legal set-up for start-ups
- Legal advice in the fields of compliance and risk management
- Litigation and conflict resolution
- Criminal defense specialized in white-collar crime cases
- Private clients - wealth and estate planning
- Advice in the area of blockchain and fintech
- Intellectual property law, IT law and data protection
- Contract law, inheritance law & business succession
- Labour law & tenancy law
- Warranty and damages & investor litigation
- Foundation and trust law
- Preparation of securities prospectuses and approval procedures with the Financial Market Authority incl. notification ("passporting") in the European Economic Area and the EU
- Mergers & Acquisitions (M&A) and other transactions as well as legal support with investment rounds
- Asset Protection & Asset Recovery
- Representation in regulatory proceedings, in particular in front of the Financial Market Authority
- Licensing, registrations and other clarifications with the Financial Market Authority
Ranked Offices
Provided by Rechtsanwaltskanzlei Bergt und Partner AG
- VaduzBuchenweg 6 P.O. Box 743 , Vaduz, Vaduz, Liechtenstein, FL-9490
- Web: www.bergt.law
Rechtsanwaltskanzlei Bergt und Partner AG rankings
Articles, highlights and press releases
96 items provided by Rechtsanwaltskanzlei Bergt und Partner AG
Top Talent Acquisition - Dr. Thomas Stern Joins Bergt Law as New Legal Counsel
Bergt Law announces the appointment of Dr. Thomas Stern MBA as Legal Counsel. A leading expert in banking supervision and MiCAR, he brings nearly 20 years of regulatory and academic experience, enhancing the firm’s advisory strength in financial regulation, fintech, compliance and restructuring.
Join Bergt Law at the World Economic Forum 2024 in Davos, Switzerland!
Bergt Law will attend the World Economic Forum in Davos on January 16, 2024, offering a chance to discuss global economic and legal issues. Join them at Steigenberger Icon Grandhotel Belvédère for in-depth talks on law and policy, or meet informally around Davos. More at bergt.law/en/.
The Digital Operational Resilience Act (DORA) - A Comprehensive Guide for the Financial Sector
In this article, an overview on the Digital Operational Resilience Act (DORA), Regulation (EU) 2022/2554, aimed at fortifying cybersecurity within the financial sector, is provided.
Revolutionizing AI Governance - New Horizon of the European Union's Artificial Intelligence Act
The dawn of artificial intelligence (AI) has brought forth a paradigm shift in technological advancements and their intersection with legal frameworks.
Digital Frontier: Understanding DORA's Impact on European Financial Resilience
In an era where digitalization is rapidly transforming the financial landscape, the European Union has made a significant stride with the introduction of the Digital Operational Resilience Act (DORA), Regulation (EU) 2022/2554.
New Era of Crypto Regulation - Understanding MiCA's Comprehensive Framework
In the dynamic and rapidly evolving world of digital assets, regulatory frameworks are essential in providing stability, transparency, and security. MiCA, a groundbreaking legislative framework introduced by the European Union, marks a significant step in the regulation and thus broad implementation
New Era of AML & CFT - EBA's Guidance for CASP Supervision
In a move that marks a significant milestone in the regulation of the rapidly evolving crypto-asset sector, the European Banking Authority (EBA) has unveiled its final Risk-Based Supervision Guidelines (EBA/GL/2023/07).
Embracing FinTech Innovation – Liechtenstein's Regulatory Framework in preparation for MiCAR
In the heart of Europe, nestled between Austria and Switzerland, Liechtenstein emerges as a bastion of financial innovation, leveraging the transformative power of financial technologies (FinTech). This article delves into the principality's strategic regulatory approach.
A New Era of Tax Transparency: An of DAC7 and its Implications for International Tax Compliance
In the ever-evolving landscape of international tax law, the Directive on Administrative Cooperation (DAC), particularly its seventh iteration, DAC7, emerges as a pivotal development, signifying a paradigm shift in the realm of tax transparency and compliance.
The Principality of Liechtenstein - A Pinnacle of Financial Stability and Regulatory Excellence
In the realm of global finance, the Principality of Liechtenstein stands as a paragon of specialized, internationally connected, and stable financial services. The second-largest contributor to the nation's economy, following the industrial sector, are financial services in Liechtenstein.
The Evolution of Tax Transparency: Navigating the New Landscape of Crypto-Asset Reporting
In a significant development, approximately 50 countries, including Switzerland, have committed to an expanded scope of international automatic exchange of information (AIA) respectively Common Reporting Standard (CRS) in tax matters, encompassing crypto assets on 2023-11-10, effective from 2026.
Social Trading - Implications for Investors and Platform Operators
In an era characterized by the democratization of financial markets and the proliferation of digital platforms, social trading has emerged as a compelling alternative to traditional investment strategies.
Value-Added Tax Reform - Upcoming VAT Rate Adjustments in Switzerland
The fiscal landscape in Switzerland is poised for a transformative shift as the government has promulgated an increase in the rates of Value-Added Tax (VAT), effective from January 1, 2024.
The European Union's Sustainable Finance Framework - What Financial Market Participants Need to Know
The transition to a sustainable and climate-neutral economy is an imperative that has been gaining traction in both public discourse and legislative action. The financial market plays a pivotal role in this transformation, serving as both a conduit and a catalyst for change.
Deciphering Investment Brokerage in Financial Services
In the intricate world of financial services law, the concept of investment brokerage holds a position of critical importance. As delineated in MiFID II, investment brokerage encompasses the facilitation of transactions involving the acquisition and disposal of financial instruments.
Deciphering the Intricacies of Deposit Business under CRR and capital requirements for Banks
The landscape of banking law, particularly within the context of Regulation EU) No 575/2013 on prudential requirements for credit institutions and investment firms or the Capital Requirements Regulation (CRR) has witnessed significant evolution over the years.
Evolution of Electronic Money Regulations: Insights into E-Money Business in the EU
In the constantly evolving landscape of financial technology, the concept of electronic money (E-money) has emerged as a pivotal element, significantly influencing both the regulatory and practical aspects of monetary transactions.
Evolving Landscape of Payment Services Regulation in Europe
In the dynamic and ever-evolving domain of financial services, the legislative framework governing payment services plays a pivotal role in shaping the operational landscape for financial institutions.
Investment Advisory Services Under MiFID II
In the intricate domain of financial services, the legal framework governing investment advisory services plays a pivotal role. This analysis delves into the statutory definition of investment advice under Annex I Section A No. 5 MiFID II.
Legal Perspectives and Compliance with regard to Complexities of Portfolio Management under MiFID II
The realm of portfolio management, as defined under Art. 4 para. 1 no. 8 MiFID II, respectively Annex I Section A no. 4 MiFID II, encompasses a broad spectrum of activities involving the management of individual assets invested in financial instruments on behalf of others.
Legal Analysis of the Complexities regarding Collective Investment Schemes like Alternative Investme
In the dynamic world of financial investment, understanding the regulatory frameworks governing investment entities and collective investment schemes is crucial.
The EU-US Data Privacy Framework: A New Era of Transatlantic Data Protection
In a significant development that marks a new era in transatlantic data protection, the European Commission has adopted an adequacy decision for the EU-US Data Privacy Framework.
Trademark Concepts and Procedures in Liechtenstein - an Overview of Trademark Registration
In the realm of intellectual property, a trademark is a distinctive sign or symbol that serves to differentiate the goods or services of one enterprise from those of others.
Navigating Financial Regulation - Understanding the Legal Framework for Factoring
Introduction Factoring, an increasingly vital financial service, encompasses the continuous purchase of receivables from deliveries or services of the factoring client (known as "associated customers" or "sellers") by the factor ("buyer"), according to a framework contract.
Navigating the Complexities of Credit Business
In the intricate landscape of banking law understanding the nature of credit business as defined under Regulation (EU) No 575/2013 (CRR) is crucial for financial institutions and legal practitioners.
Navigating the Intricacies of Closing Brokerage vs Investment Brokerage in Financial Services
In the complex realm of financial services, understanding the nuances of contract or closing brokerage and differentiating it from investment brokerage is crucial for legal practitioners and financial institutions. This analysis delves into the specifics of closing brokerage pursuant to MiFID II.
Proprietary Trading and Own Account Transactions - A Legal Perspective under MiFID II
The landscape of financial services, particularly proprietary trading and the differentiation of own account transactions is an intricate and complex matter. This article aims to provide a legal overview of the provisions governing proprietary trading and own account transactions under MiFID II.
The Legal Framework and Operational Dynamics of Multilateral Trading Facilities
In the intricate landscape of financial markets, the operation of multilateral trading facility (MTF) holds a significant position, which is the private law equivalent of a public stock exchange or regulated market.
The Legal Landscape of Financial Instruments pursuant to MiFID II
The EU Markets in Financial Instruments Directive II (MiFID II) plays a crucial role in defining financial instruments within the scope of banking and financial services.
EU Prospectus Regulation Implications and Implementations for the Financial Market
The EU Prospectus Regulation, which came into force on July 20, 2017, and became fully applicable from July 21, 2019, marks a significant shift in the financial regulatory landscape of the European Union.
Top Talent Acquisition - Dr. Thomas Stern Joins Bergt Law as New Legal Counsel
Bergt Law announces the appointment of Dr. Thomas Stern MBA as Legal Counsel. A leading expert in banking supervision and MiCAR, he brings nearly 20 years of regulatory and academic experience, enhancing the firm’s advisory strength in financial regulation, fintech, compliance and restructuring.
Join Bergt Law at the World Economic Forum 2024 in Davos, Switzerland!
Bergt Law will attend the World Economic Forum in Davos on January 16, 2024, offering a chance to discuss global economic and legal issues. Join them at Steigenberger Icon Grandhotel Belvédère for in-depth talks on law and policy, or meet informally around Davos. More at bergt.law/en/.
The Digital Operational Resilience Act (DORA) - A Comprehensive Guide for the Financial Sector
In this article, an overview on the Digital Operational Resilience Act (DORA), Regulation (EU) 2022/2554, aimed at fortifying cybersecurity within the financial sector, is provided.
Revolutionizing AI Governance - New Horizon of the European Union's Artificial Intelligence Act
The dawn of artificial intelligence (AI) has brought forth a paradigm shift in technological advancements and their intersection with legal frameworks.
Digital Frontier: Understanding DORA's Impact on European Financial Resilience
In an era where digitalization is rapidly transforming the financial landscape, the European Union has made a significant stride with the introduction of the Digital Operational Resilience Act (DORA), Regulation (EU) 2022/2554.
New Era of Crypto Regulation - Understanding MiCA's Comprehensive Framework
In the dynamic and rapidly evolving world of digital assets, regulatory frameworks are essential in providing stability, transparency, and security. MiCA, a groundbreaking legislative framework introduced by the European Union, marks a significant step in the regulation and thus broad implementation
New Era of AML & CFT - EBA's Guidance for CASP Supervision
In a move that marks a significant milestone in the regulation of the rapidly evolving crypto-asset sector, the European Banking Authority (EBA) has unveiled its final Risk-Based Supervision Guidelines (EBA/GL/2023/07).
Embracing FinTech Innovation – Liechtenstein's Regulatory Framework in preparation for MiCAR
In the heart of Europe, nestled between Austria and Switzerland, Liechtenstein emerges as a bastion of financial innovation, leveraging the transformative power of financial technologies (FinTech). This article delves into the principality's strategic regulatory approach.
A New Era of Tax Transparency: An of DAC7 and its Implications for International Tax Compliance
In the ever-evolving landscape of international tax law, the Directive on Administrative Cooperation (DAC), particularly its seventh iteration, DAC7, emerges as a pivotal development, signifying a paradigm shift in the realm of tax transparency and compliance.
The Principality of Liechtenstein - A Pinnacle of Financial Stability and Regulatory Excellence
In the realm of global finance, the Principality of Liechtenstein stands as a paragon of specialized, internationally connected, and stable financial services. The second-largest contributor to the nation's economy, following the industrial sector, are financial services in Liechtenstein.
The Evolution of Tax Transparency: Navigating the New Landscape of Crypto-Asset Reporting
In a significant development, approximately 50 countries, including Switzerland, have committed to an expanded scope of international automatic exchange of information (AIA) respectively Common Reporting Standard (CRS) in tax matters, encompassing crypto assets on 2023-11-10, effective from 2026.
Social Trading - Implications for Investors and Platform Operators
In an era characterized by the democratization of financial markets and the proliferation of digital platforms, social trading has emerged as a compelling alternative to traditional investment strategies.
Value-Added Tax Reform - Upcoming VAT Rate Adjustments in Switzerland
The fiscal landscape in Switzerland is poised for a transformative shift as the government has promulgated an increase in the rates of Value-Added Tax (VAT), effective from January 1, 2024.
The European Union's Sustainable Finance Framework - What Financial Market Participants Need to Know
The transition to a sustainable and climate-neutral economy is an imperative that has been gaining traction in both public discourse and legislative action. The financial market plays a pivotal role in this transformation, serving as both a conduit and a catalyst for change.
Deciphering Investment Brokerage in Financial Services
In the intricate world of financial services law, the concept of investment brokerage holds a position of critical importance. As delineated in MiFID II, investment brokerage encompasses the facilitation of transactions involving the acquisition and disposal of financial instruments.
Deciphering the Intricacies of Deposit Business under CRR and capital requirements for Banks
The landscape of banking law, particularly within the context of Regulation EU) No 575/2013 on prudential requirements for credit institutions and investment firms or the Capital Requirements Regulation (CRR) has witnessed significant evolution over the years.
Evolution of Electronic Money Regulations: Insights into E-Money Business in the EU
In the constantly evolving landscape of financial technology, the concept of electronic money (E-money) has emerged as a pivotal element, significantly influencing both the regulatory and practical aspects of monetary transactions.
Evolving Landscape of Payment Services Regulation in Europe
In the dynamic and ever-evolving domain of financial services, the legislative framework governing payment services plays a pivotal role in shaping the operational landscape for financial institutions.
Investment Advisory Services Under MiFID II
In the intricate domain of financial services, the legal framework governing investment advisory services plays a pivotal role. This analysis delves into the statutory definition of investment advice under Annex I Section A No. 5 MiFID II.
Legal Perspectives and Compliance with regard to Complexities of Portfolio Management under MiFID II
The realm of portfolio management, as defined under Art. 4 para. 1 no. 8 MiFID II, respectively Annex I Section A no. 4 MiFID II, encompasses a broad spectrum of activities involving the management of individual assets invested in financial instruments on behalf of others.
Legal Analysis of the Complexities regarding Collective Investment Schemes like Alternative Investme
In the dynamic world of financial investment, understanding the regulatory frameworks governing investment entities and collective investment schemes is crucial.
The EU-US Data Privacy Framework: A New Era of Transatlantic Data Protection
In a significant development that marks a new era in transatlantic data protection, the European Commission has adopted an adequacy decision for the EU-US Data Privacy Framework.
Trademark Concepts and Procedures in Liechtenstein - an Overview of Trademark Registration
In the realm of intellectual property, a trademark is a distinctive sign or symbol that serves to differentiate the goods or services of one enterprise from those of others.
Navigating Financial Regulation - Understanding the Legal Framework for Factoring
Introduction Factoring, an increasingly vital financial service, encompasses the continuous purchase of receivables from deliveries or services of the factoring client (known as "associated customers" or "sellers") by the factor ("buyer"), according to a framework contract.
Navigating the Complexities of Credit Business
In the intricate landscape of banking law understanding the nature of credit business as defined under Regulation (EU) No 575/2013 (CRR) is crucial for financial institutions and legal practitioners.
Navigating the Intricacies of Closing Brokerage vs Investment Brokerage in Financial Services
In the complex realm of financial services, understanding the nuances of contract or closing brokerage and differentiating it from investment brokerage is crucial for legal practitioners and financial institutions. This analysis delves into the specifics of closing brokerage pursuant to MiFID II.
Proprietary Trading and Own Account Transactions - A Legal Perspective under MiFID II
The landscape of financial services, particularly proprietary trading and the differentiation of own account transactions is an intricate and complex matter. This article aims to provide a legal overview of the provisions governing proprietary trading and own account transactions under MiFID II.
The Legal Framework and Operational Dynamics of Multilateral Trading Facilities
In the intricate landscape of financial markets, the operation of multilateral trading facility (MTF) holds a significant position, which is the private law equivalent of a public stock exchange or regulated market.
The Legal Landscape of Financial Instruments pursuant to MiFID II
The EU Markets in Financial Instruments Directive II (MiFID II) plays a crucial role in defining financial instruments within the scope of banking and financial services.
EU Prospectus Regulation Implications and Implementations for the Financial Market
The EU Prospectus Regulation, which came into force on July 20, 2017, and became fully applicable from July 21, 2019, marks a significant shift in the financial regulatory landscape of the European Union.