About

Provided by Rechtsanwaltskanzlei Bergt und Partner AG

The Banking and Finance (Fintech) Department at Bergt Law offers comprehensive services in Banking and Financial Market Law.


Type of Work Handled

  • Regulatory Compliance and Representation: Bergt Law specializes in clarifying regulatory relevant business models and representing clients before the Financial Market Authority in Liechtenstein.
  • Establishment of Financial Intermediaries: Assistance in establishing regulated financial intermediaries in Liechtenstein, including authorization procedures with supervisory authorities.
  • Blockchain and Fintech: Registration of service providers under the Liechtenstein "Blockchain Act" (Act on Tokens and Trusted Technoloy Service Providers) and preparation of Virtual and Crypto Asser Service Providers licensing (VASP, CASP) for the EU Markets in Crypto Assets Regulations (MiCAR) and onboarding for Merchant Acquirers and Payment Processors.
  • Sustainable Finance Models: Implementation of ESG-compliant and sustainable finance models.
  • Securities and Capital Markets Law: Preparation and approval of securities prospectuses for public offerings, including EU and EEA notification ("passporting").
  • Due Diligence and Legal Consultation: Development of due diligence concepts and legal consultation on governance, compliance, and risk management provisions​

Categories of Clients

  • Financial Intermediaries: Representation in regulatory proceedings and legal consultation on best practice in governance and compliance.
  • Fintech Companies & Start-Ups



Chambers Review

Provided by Chambers
FinTech Legal - Liechtenstein
1
Band 1
What the Team is Known For

Bergt und Partner advises FinTech clients on Liechtenstein regulatory and registration requirements and proceedings involving the Financial Market Authority. It also handles blockchain-related matters, including those concerning the use of tokens and corporate mandates.

Work Highlights

Provided by Rechtsanwaltskanzlei Bergt und Partner AG
  • Bergt und Partner advised Floin AG on corporate structuring, the issuance of tokenised financial instruments and the launch of an Initial Coin Offering.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers
Josef Bergt
1
Josef Bergt
Head of FinTech Legal
1
Band 1

Josef Bergt is managing partner at the firm. He advises financial institutions on regulatory and licensing matters, and also assists with transactions.

"Josef Bergt is very fast, very efficient and his communication is very good."

"Josef is very quick and he knows what the market is doing."

"I really appreciate Josef's excellent communication skills and strong analytical skills. He has really good expertise."

"When it comes to transactional issues, Josef is very swift, efficient and wise."

Ranked Individuals at
Rechtsanwaltskanzlei Bergt und Partner AG

Provided by Chambers
Filter by
Band

Liechtenstein

FinTech Legal

Josef Bergt
1
Josef Bergt
Head of FinTech Legal
1
Band 1

Members

Provided by Rechtsanwaltskanzlei Bergt und Partner AG

Alexis Esneault

Josef Bergt

Josef Bergt

Head of Department

Maria Bergt

Nicolas Graber

Peter Bergt

Industries

Provided by Rechtsanwaltskanzlei Bergt und Partner AG

Banking and Financial Market Law

Commercial and Corporate

Contract and Compensation Law

Dispute Resolution and Investor Litigation

Governance, Compliance, and Risk Management

Intellectual Property and IT Law

White-collar Crime