FinTech Legal

About

Provided by Rechtsanwaltskanzlei Bergt und Partner AG

The Banking and Finance (Fintech) Department at Bergt Law offers comprehensive services in Banking and Financial Market Law.

Type of Work Handled

• Regulatory Compliance and Representation: Bergt Law specializes in clarifying regulatory relevant business models and representing clients before the Financial Market Authority in Liechtenstein.
• Establishment of Financial Intermediaries: Assistance in establishing regulated financial intermediaries in Liechtenstein, including authorization procedures with supervisory authorities.
• Blockchain and Fintech: Registration of service providers under the Liechtenstein "Blockchain Act" (Act on Tokens and Trusted Technoloy Service Providers) and preparation of Virtual and Crypto Asser Service Providers licensing (VASP, CASP) for the EU Markets in Crypto Assets Regulations (MiCAR) and onboarding for Merchant Acquirers and Payment Processors.
• Sustainable Finance Models: Implementation of ESG-compliant and sustainable finance models.
• Securities and Capital Markets Law: Preparation and approval of securities prospectuses for public offerings, including EU and EEA notification ("passporting").
• Due Diligence and Legal Consultation: Development of due diligence concepts and legal consultation on governance, compliance, and risk management provisions​

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Categories of Clients

• Financial Intermediaries: Representation in regulatory proceedings and legal consultation on best practice in governance and compliance.
• Fintech Companies & Start-Ups

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