Rechtsanwaltskanzlei Bergt und Partner AG , FinTech Legal

About

Provided by Rechtsanwaltskanzlei Bergt und Partner AG

The Banking and Finance (Fintech) Department at Bergt Law offers comprehensive services in Banking and Financial Market Law.

Type of Work Handled

Regulatory Compliance: Bergt Law specializes in clarifying regulatory relevant business models and representing clients before the Financial Market Authority in Liechtenstein.
Establishment of Financial Intermediaries: Assistance in establishing regulated financial intermediaries in Liechtenstein, including authorization procedures with supervisory authorities.
Blockchain & Fintech: Registration of service providers under the Liechtenstein "Blockchain Act" (Act on Tokens and Trusted Technoloy Service Providers) and preparation of Virtual and Crypto Asser Service Providers licensing (VASP/CASP) for the EU Markets in Crypto Assets Regulations (MiCAR) and Payment Service Directive 2/3 and onboarding for Merchant Acquirers and Payment Processors.
Sustainable Finance: Implementation of ESG-compliant and sustainable finance models.
Securities and Capital Markets Law: Preparation and approval of securities prospectuses for public offerings, including EU and EEA notification ("passporting").
Due Diligence and Legal Consultation: Development of internal control systemns and due diligence concepts and consultation on governance, compliance, and risk

Categories of Clients

Financial Intermediaries: Representation in regulatory proceedings and legal consultation on best practice in governance and compliance.
Fintech Companies & Start-Ups

Chambers Review

Provided by Chambers

FinTech Legal - Liechtenstein

Band 1

What the Team is Known For

Bergt und Partner advises FinTech clients on Liechtenstein regulatory and registration requirements and proceedings involving the Financial Market Authority. It also handles blockchain-related matters, including those concerning the use of tokens and corporate mandates.

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Work Highlights

Bergt und Partner advised Floin AG on corporate structuring, the issuance of tokenised financial instruments and the launch of an Initial Coin Offering.