Registered Funds - USA
What the team is known for
Vedder Price represents open and closed-end funds across an array of regulatory, transactional and compliance issues. Typically advises on matters relating to derivatives and structured products, CFTC procedures and tax and ERISA affairs. Notable for its strength in the area of mutual funds and ETFs.
Strengths
"The team is an excellent resource - they have excellent coverage, are always available and have great industry knowledge."
"Vedder Price responds to questions and requests immediately and has a keen awareness of business trends, practices and innovations."
Work highlights
Vedder Price provided counsel to the Nuveen Funds Complex with respect to special transactions, including mergers and reorganizations of closed-end funds.
Notable practitioners
Cathy Gonzales O'Kelly's formation and operation expertise covers mutual and closed-end funds and ETFs. "She is always practical and technically strong." "Cathy is an excellent resource."
Marguerite Bateman is acknowledged for her exemplary representation of independent trustees of registered funds and ETFs.
Renee Hardt is esteemed for her registered fund expertise, including independent trustee representation. "She is an excellent attorney."
Amy Ward Pershkow's practice involves advising independent boards of trustees and investment companies on ’40 Act compliance.
Deborah Bielicke Eades routinely offers advice and guidance to clients relating to open and closed-end funds. "Deborah is excellent, she is very thorough in her review and I found her ability to succinctly break down concepts very helpful."
Jeremy Senderowicz focuses his practice on providing counsel to significant ETF fund complexes.
John Marten is well-versed in advising independent trustees on all matters relating to the operation of funds.
