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K&L Gates
Department profile | K&L Gates
Registered Funds

Chambers Review

Provided by Chambers

Registered Funds - USA

2
Band 2

What the Team is Known For

The K&L Gates team is highly accomplished in the domain of ETFs and adept in its appraisal of complex regulatory and compliance matters, due to the contingent of SEC alumni in the ranks of its investment management team. Acknowledged for its deep-seated expertise in open and closed-end fund matters. Capable of deploying well-integrated global support, and providing funds with a wealth of ancillary materials and training programs.

Work Highlights

Provided by K&L Gates

  • K&L Gates provided counsel to NexPoint Advisors and NexPoint Funds on proxies for the conversion of a closed-end fund into an operating company and another for conversion of a closed-end fund into a REIT.

Strengths

Provided by Chambers

"K&L Gates is a great firm."

Registered Funds respondent
Global

"The team is fantastic - the practitioners have detailed subject matter expertise and experience."

Registered Funds respondent
Global

"K&L Gates has a deep bench of expertise and the team is very responsive."

Registered Funds respondent
Global

Notable Practitioners

Provided by Chambers

2
Robert Zutz
2
Band 2
Robert Zutz has a significant practice advising independent trustees and investment managers on funds including ETFs.
"Robert is a terrific lawyer and he is knowledgeable."
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4
Mark Amorosi
4
Band 4
Mark Amorosi is renowned for his depth of knowledge in mutual fund operation and launches.
"Mark is very knowledgeable and a solid lawyer."
"He is a fantastic attorney."
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4
Mark Goshko
4
Band 4
Mark Goshko is recommended for his representation of mutual funds and ETFs. He has notable experience gained from advising on both regulatory and operational issues, including reorganizations.
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5
George Zornada
5
Band 5
George Zornada's practice covers a wide array of issues, including advising on regulatory and transactional matters. He has notable experience advising clients on deals concerning ETFs, BDCs and closed-end funds.
"George is professional, on top of the details and a pleasure to work with."
"He is very commercial and incredibly resourceful."
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5
Michael S. Caccese
5
Band 5
Michael Caccese is regularly called upon by investment managers to provide counsel on mutual and closed-end funds. He is adept at advising on transactional matters as well as regulatory filings.
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5
Ndenisarya Meekins
5
Band 5
The Washington-based Ndenisarya Bregasi assists independent trustees on governance and regulatory mandates. She has further experience providing counsel on complex transactions.
"Ndenisarya is an outstanding lawyer."
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Ranked Lawyers at
K&L Gates

Provided by Chambers
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Band

USA

Registered Funds
2
Robert Zutz
2
Band 2
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4
Mark Amorosi
4
Band 4
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4
Mark Goshko
4
Band 4
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5
George Zornada
5
Band 5
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5
Michael S. Caccese
5
Band 5
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5
Ndenisarya Meekins
5
Band 5
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