Chambers Review
Provided by Chambers
Registered Funds - USA
What the Team is Known For
Sullivan & Worcester boasts a distinguished registered funds group that handles mutual funds, closed-end funds and ETFs. Particularly well regarded for its strength in independent trustee representation.
Strengths
They are knowledgeable and see a wide swath of the industry. I am pleased with their advice.
They are good business attorneys.
They are real experts in the fund space and are extremely detail-oriented.
Work Highlights
Sullivan & Worcester served as counsel to the independent trustees of the John Hancock Funds.
Notable practitioners
David Mahaffey is best known for his high-level representation of independent trustees for ETFs and open and closed-end funds.
David is very knowledgeable and he listens to the client.
David Leahy is valued for his astute advice to independent trustees and directors of mutual funds, closed-end funds and ETFs.
David balances the role of being a advocate with good commercial sense.
Domenick Pugliese's broad capabilities enable him to handle ETFs and mutual funds matters, with particular expertise in advising independent trustees.