Chambers Review

Provided by Chambers

Registered Funds - USA

4
Band 4

What the Team is Known For

Sullivan & Cromwell counsels registered funds, advisers and independent directors on a wide range of concerns. Draws upon familiarity with the financial services sector to provide invaluable guidance on regulatory enforcement and compliance. Advises clients in the open and closed-end fund space, including BDCs.

Strengths

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Notable Practitioners

Provided by Chambers

S
John E Baumgardner
S
Senior Statespeople
John Baumgardner is acclaimed for his deep knowledge of ’40 Act issues as they pertain to his clientele of independent trustees.
"He is really smart and brings a tremendous perspective to the issues he works on. He is also highly collaborative."
2
Donald Crawshaw
2
Band 2
Donald Crawshaw is particularly recognized for his strength in mutual and closed-end funds.
"Donald is an invaluable source of industry knowledge and experience."
"He is well known in the industry, collaborative and has great technical expertise."
4
William Farrar
4
Band 4
William Farrar is particularly rated for his profound understanding of the BDC space. He draws on his experience to offer informed advice on fund formation, fundraising and M&A.

Ranked Lawyers at
Sullivan & Cromwell LLP

Provided by Chambers
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Band

USA

Registered Funds

S
John E Baumgardner
S
Senior Statespeople
2
Donald Crawshaw
2
Band 2
4
William Farrar
4
Band 4