Greater China Region
Practice Areas
Capital Markets: Securitisation & Derivatives
Professional Memberships
Member of the All China Lawyers Association;
Arbitrator at the Shanghai Arbitration Commission;
Expert consultant of the Asset Securitisation Professional Committee at China Securities Investment Fund Association (Third Term);
External consultant expert at the Asset Securitisation Business of Shanghai Stock Exchange (First Term)
Publications
Basic Principles and Practice of Financial Law (Co-editor);
Fintech and Asset Securitisation (Deputy Editor);
China Asset Securitisation Operation Report (2018) (Editorial Board Member)
Personal
Lu Yan is a Shanghai-based securitisation specialist with an impressive track record of accomplishments in the market. He is particularly adept at handling asset-backed securitisation, including non-performing loans-backed securitisation. His skills are sought after by a range of financial services clients.
Work Highlights
The Shanghai Provident Fund Center 2016 Phase II Individual Housing Loan Asset-Backed Securities Project (issuance scale of CNY 16.3 billion);
The Alibaba and Ant Financial “Ant Check Later” Series Asset Securitisation Project;
Tencent Holdings Limited (1700.HK) global IPO (initial public offering) and listing on the mainboard of the Hong Kong Stock Exchange;
Baoshan Iron & Steel Co., Ltd. IPO of A-class shares and listing on the mainboard of the Shanghai Stock Exchange;
The China Soft International Co., Ltd. (8216.HK) introduction of its new strategic investors: US Microsoft Corporation and International Finance Corporation (IFC)
