Partner in the Financial Services Group. Advises financial institutions on regulatory issues and financial instruments. His regulatory practice encompasses the securities laws, the CEA and related bankruptcy issues. His transactional practice focuses on securities credit and derivatives transactions.
Founder and manager of the Cadwalader Cabinet, an acclaimed legal website that has been endorsed by former Chairpersons of both the SEC and CFTC. See www.findknowdo.com.
Author, Lofchie’s Guides to Broker-Dealer Regulation, Hedge Fund Regulation and CPO/CTA Regulation.
JD, Yale Law School (Member, Yale Law Journal); MBA, Columbia Business School (General Motors Fellow); BA, Sarah Lawrence College.