LAWYER PROFILE
Steven Lofchie

Steven Lofchie

USA 2026

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Norton Rose Fulbright
 Norton Rose Fulbright

Ranked in 2 practice areas

Financial Services Regulation: Broker Dealer (Compliance)

USA - Nationwide

20 years ranked

Derivatives

USA - Nationwide

6 years ranked

Chambers Review

Provided by Chambers

Chambers Guide to the USA

Financial Services Regulation: Broker Dealer (Compliance) - USA - Nationwide

Band 1
Individual Editorial
Market-leading lawyer Steven Lofchie of Norton Rose Fulbright is a distinguished figure in the New York market. Clients regularly seek him out for assistance with diverse broker-dealer regulatory issues, including SEC registration, capital requirements and AML matters.
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Derivatives - USA - Nationwide

Band 3
Individual Editorial
Steven Lofchie of Norton Rose Fulbright is often called upon to apply his knowledge of broker-dealer compliance to complex transactional and regulatory derivatives matters.
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Strengths

Provided by Chambers

  • Steve understands the ins and outs of the broker-dealer industry through and through.

    Financial Services Regulation: Broker Dealer (Compliance)Chambers Guide to the USA

  • Steve provides practical advice based on his deep industry and broker-dealer knowledge.

    Financial Services Regulation: Broker Dealer (Compliance)Chambers Guide to the USA

  • He has a strong grasp of our business priorities and the commercial realities we face, always framing his advice in a way that balances compliance with strategic goals.

    Financial Services Regulation: Broker Dealer (Compliance)Chambers Guide to the USA

  • Steven has the depth of knowledge and ability to really understand where there might be an issue and will drill down to make sure we fully understand it.

    DerivativesChambers Guide to the USA

Ranked Individuals at Norton Rose Fulbright (135)

California

District of Columbia

Georgia

Minnesota

Missouri

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