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Steven Lofchie
Lawyers profile
USA 2026
Lawyers profile | USA 2026: Financial Services Regulation: Broker Dealer (Compliance), Derivatives
Steven Lofchie
Ranked in 2 Practice Areas
1

Band 1

Financial Services Regulation: Broker Dealer (Compliance)

USA - Nationwide

20 Years Ranked

3

Band 3

Derivatives

USA - Nationwide

6 Years Ranked

Ranked in Guides
Global 2026

Chambers Review

Provided by Chambers

Chambers Guide to the USA

Financial Services Regulation: Broker Dealer (Compliance) - USA - Nationwide

1
Band 1
Individual Editorial
Market-leading lawyer Steven Lofchie of Norton Rose Fulbright is a distinguished figure in the New York market. Clients regularly seek him out for assistance with diverse broker-dealer regulatory issues, including SEC registration, capital requirements and AML matters.
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Derivatives - USA - Nationwide

3
Band 3
Individual Editorial
Steven Lofchie of Norton Rose Fulbright is often called upon to apply his knowledge of broker-dealer compliance to complex transactional and regulatory derivatives matters.
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Strengths

Provided by Chambers

Steve understands the ins and outs of the broker-dealer industry through and through.

Financial Services Regulation: Broker Dealer (Compliance) respondent
Chambers Guide to the USA

Steve provides practical advice based on his deep industry and broker-dealer knowledge.

Financial Services Regulation: Broker Dealer (Compliance) respondent
Chambers Guide to the USA

He has a strong grasp of our business priorities and the commercial realities we face, always framing his advice in a way that balances compliance with strategic goals.

Financial Services Regulation: Broker Dealer (Compliance) respondent
Chambers Guide to the USA

Steven has the depth of knowledge and ability to really understand where there might be an issue and will drill down to make sure we fully understand it.

Derivatives respondent
Chambers Guide to the USA

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