Chambers Review
Provided by Chambers
Chambers Guide to the USA
Financial Services Regulation: Broker Dealer (Compliance) - USA - Nationwide
Individual Editorial
Market-leading lawyer Steven Lofchie of Norton Rose Fulbright is a distinguished figure in the New York market. Clients regularly seek him out for assistance with diverse broker-dealer regulatory issues, including SEC registration, capital requirements and AML matters.
Derivatives - USA - Nationwide
Individual Editorial
Steven Lofchie of Norton Rose Fulbright is often called upon to apply his knowledge of broker-dealer compliance to complex transactional and regulatory derivatives matters.