Rachpal Thind

RACHPAL THIND’s clients turn to her for advice on complex UK and EU regulatory and compliance matters, in particular those relating to cross-border issues. She has for many years counseled overseas banks, investment management firms and consumer credit firms on UK authorization and licensing requirements, as well as on EU/UK anti-money laundering and financial sanctions compliance matters. When clients interact with regulatory agencies, Rachpal provides technical and strategic support on regulatory investigations and breaches.

Rachpal also has extensive experience of advising global financial institutions on the regulatory aspects of structured finance and capital market transactions, covering the Securitisation Rules, regulatory capital requirements, marketing and listing requirements, and market conduct issues.