Ranked in 2 Practice Areas
3

Band 3

Investment Funds: Regulatory & Compliance

USA - Nationwide

2 Years Ranked

3

Band 3

Registered Funds

USA - Nationwide

3 Years Ranked

Ranked in Guides

About

Provided by Mark Perlow

USA

Practice Areas

Mark D. Perlow represents mutual funds, hedge fund managers, fund independent directors, investment advisers, and broker-dealers on a broad range of regulatory and transactional matters. Mr. Perlow has extensive experience structuring, forming and reorganizing mutual funds and hedge funds; preparing and negotiating fund documents and agreements; and assisting clients on adviser and fund mergers, acquisitions, and adoptions. Mr. Perlow has counseled both fund sponsors and fund investors on regulatory aspects of and issues posed by alternative funds, derivatives, short selling, market structure, and exchange-traded funds. He also advises investment adviser and fund sponsors on FinTech matters, including marketplace lending and online investment advice.

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