Jean-Guillaume de Tocqueville

Career

Jean-Guillaume de Tocqueville regularly assists clients with their regulatory controls, enforcement, and judicial disputes, including compliance, money laundering, market abuse, financial crime, and international sanctions matters, before French professional disciplinary, civil, and criminal jurisdictions and before European jurisdictions. He also advises French and international banks, financial institutions, and investment funds on their operations, products, structure, regulatory environment, and relationships with French and European agencies, particularly on licensing, prudential, compliance, know your customer/AML, change of control or restructuring issues, and financial markets laws.