Ranked in 1 Practice Areas
2

Band 2

Banking & Finance: Mainly Regulatory

North Carolina

2 Years Ranked

About

Provided by Iain MacSween

USA

Practice Areas

Iain MacSween represents business and corporate clients in the fields of banking and financial services, corporate law, mergers and acquisitions, and securities law.

Iain represents financial institutions and their holding companies on a variety of corporate, regulatory and operational issues. Iain’s experience includes the chartering of de novo banks, the conversion of mutual financial institutions, public offerings, private equity and debt offerings, corporate reorganizations, mergers and acquisitions, regulatory applications and enforcement matters, securities law compliance, corporate governance, labor and employment, executive compensation, commercial contracts, letters of credit, swap transactions and large loans. Iain also represents corporations in connection with commercial loans and mezzanine financing transactions.

As outside general counsel to a number of financial institutions throughout the Southeast, Iain regularly represents these financial institutions and their holding companies in connection with their regulation and supervision by the North Carolina Commissioner of Banks, the Federal Deposit Insurance Corporation (FDIC), the Board of Governors of the Federal Reserve System, NASDAQ and the Securities and Exchange Commission, as well as other federal and state regulators.

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