Brian T Daly

Lawyer information

Practice Areas

Advises hedge, private equity and real estate fund managers on regulatory, compliance and operational matters. Has extensive experience designing compliance policies and processes and regularly represents clients in examinations, enforcement actions, and informal inquiries from the U.S. Securities and Exchange Commission, the Commodity Futures Trading Commission, the National Futures Association, and numerous futures exchanges and SEFs. Also well known for representing Asian-based managers and quantitative managers. Having spent nearly a decade in-house as general counsel and chief compliance officer of several prominent investment management firms, Brian is well versed in the wide range of legal and business challenges facing managers.

Professional Memberships

ABA Business Law Section, Investment Companies and Investment Advisers Subcommittee, MFA Outside Counsel Forum; MFA CTA/CPO Forum (Former Member, Steering Committee); AIMA CFTC Working Group; Former Member, NYC Bar Association Private Investment Funds Committee, MFA General Counsel Forum, MFA Investment Advisory Committee.

Personal

Stanford Law School, JD, with distinction.