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This content is provided by Brian T. Daly.

Practice Areas

Advises a wide variety of private fund managers on regulatory, compliance and operational matters, including registration and disclosure obligations, trading issues, advertising and marketing and compliance programs. He also represents clients in contentious and pre-contentious situations such as regulatory examinations, trading inquiries and enforcement actions.

Professional Memberships

New York City Bar Association (Private Investment Funds Committee); Managed Funds Association (Chair, Steering Committee for CTA/CPO Forum).


Stanford Law School, JD, with distinction; University of Hawaii, MA; Catholic University of America, BA, magna cum laude.