LAWYER PROFILE

Akin Gump Strauss Hauer & Feld LLP

Brian T Daly

New York, USA Global Guide 2021 Ranked in 1 departments
Ranked in : Investment Funds: Regulatory & Compliance
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Lawyer profile for Global 2021

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Global 2021
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USA 2021

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Global
Investment Funds: Regulatory & Compliance - USA

Band 1

Content
Brian Daly is an expert in assisting private equity and hedge fund managers on SEC, CFTC and NFA compliance and examinations. Clients describe him as "fantastic" and highlight that "he provides practical and well thought-out advice."
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Practice Areas

Advises hedge, private equity and real estate fund managers on regulatory, compliance and operational matters. Has extensive experience designing compliance policies and processes and regularly represents clients in examinations, enforcement actions, and informal inquiries from the U.S. Securities and Exchange Commission, the Commodity Futures Trading Commission, the National Futures Association, and numerous futures exchanges and SEFs. Also well known for representing Asian-based managers and quantitative managers. Having spent nearly a decade in-house as general counsel and chief compliance officer of several prominent investment management firms, Brian is well versed in the wide range of legal and business challenges facing managers.

Professional Memberships

ABA Business Law Section, Investment Companies and Investment Advisers Subcommittee, MFA Outside Counsel Forum; MFA CTA/CPO Forum (Former Member, Steering Committee); AIMA CFTC Working Group; Former Member, NYC Bar Association Private Investment Funds Committee, MFA General Counsel Forum, MFA Investment Advisory Committee.

Personal

Stanford Law School, JD, with distinction.

Global

This individual is also ranked in:

USA 2021
Brian T Daly

Akin Gump Strauss Hauer & Feld LLP

yellow-guide 6 YEARS RANKED
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One Bryant Park

New York

New York

USA

NY 10036-6745

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Ranked In

Global 2021

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