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Akin Gump Strauss Hauer & Feld LLP

Brian T Daly

New York, USA Global Guide 2022 Ranked in 1 departments
Ranked in : Investment Funds: Regulatory & Compliance
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Lawyer profile for Global 2022

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Global
Investment Funds: Regulatory & Compliance - USA

Band 1

Brian Daly is an expert in assisting private equity and hedge fund managers on SEC, CFTC and NFA compliance and examinations.
"Brian has keen insight on what regulators are looking at, how to respond to regulatory responses and how to interact with regulators in a positive way." "He has a tremendous amount of work experience. His advice is excellent and he's done a fabulous job, he is among the best in the field."
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Practice Areas

Advises hedge and private equity fund managers on regulatory, compliance and operational matters. Has extensive experience designing compliance policies and processes and regularly represents clients in examinations, enforcement actions, and informal inquiries from the U.S. Securities and Exchange Commission, the Commodity Futures Trading Commission, the National Futures Association, and numerous futures exchanges and SEFs. Also well known for representing Asian and UK-based managers, as well as Quantitative and Systematic managers. Having spent nearly a decade in-house as general counsel and chief compliance officer of several prominent investment management firms, Brian is well versed in the wide range of legal and business challenges facing managers.

Professional Memberships

ABA Business Law Section, Investment Companies and Investment Advisers Subcommittee, NYC Bar Association Private Investment Funds Committee, MFA Outside Counsel Forum; MFA CTA/CPO Forum (Former Member, Steering Committee); AIMA CFTC Working Group; Former Member, MFA General Counsel Forum, MFA Investment Advisory Committee.

Personal

Stanford Law School, JD, with distinction; Phi Beta Kappa

Global

This individual is also ranked in:

USA 2022
Brian T Daly

Akin Gump Strauss Hauer & Feld LLP

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One Bryant Park

New York

New York

USA

NY 10036-6745

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