Ranked in 1 Practice Areas
1

Band 1

Registered Funds

USA - Nationwide

5 Years Ranked

Ranked in Guides

About

Provided by Allison Fumai

USA

Practice Areas

Allison M. Fumai focuses her practice on the representation of registered investment companies and their investment advisers.

She regularly advises mutual funds, closed-end funds and exchange-traded funds and their investment advisers on issues relating to the development and launch of new funds, ongoing compliance and regulatory matters, mergers, liquidations and restructuring of funds.

Ms. Fumai also has extensive experience advising issuers and underwriters on initial public offerings and rights offerings for closed-end funds.

She has particular expertise with exchange-traded funds and represents a significant number of exchange-traded fund sponsors and exchange-traded funds in connection with their exemptive relief, launch of unique products and other issues relating to exchange-traded funds.

Chambers Review

Provided by Chambers

Chambers Guide to the USA

Registered Funds - USA - Nationwide

1
Band 1
Individual Editorial
Allison Fumai's clients include significant financial institutions, which she routinely advises on operational issues and regulatory compliance.

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