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LAWYER PROFILE

Stradley Ronon Stevens & Young LLP

Alison Fuller

Washington, DC, USA USA Guide 2021 Ranked in 1 departments
Ranked in : Registered Funds
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Lawyer Information
chambers review
Lawyer Information

Lawyer profile for USA 2021

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USA 2021
USA

This individual is also ranked in:

Global 2021

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USA
Registered Funds - USA - Nationwide

Band 2

Alison Fuller is highly commended for her representation of mutual funds and their independent directors.
"She has provided impressive legal advice in investment company matters." "She is efficient, to the point and very knowledgeable."
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Lawyer information

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Practice Areas

Alison regularly counsels investment companies, investment advisers and independent trustees on federal and state securities law matters.

Some of the matters on which Alison has assisted clients include:

-creation of board oversight techniques in unique areas such as regarding adviser changes in control and advisory agreement assignments, proxy voting, fund use of derivatives, alternative investment strategies, ETFs, valuation, etc.

- obtaining no-action, interpretive and exemptive relief from the Securities and Exchange Commission and its staff

- developing fund and adviser compliance programs

Alison worked at the U.S. Securities and Exchange Commission for 10 years, including eight years as Assistant Chief Counsel in the Division of Investment Management.

While at the SEC, Alison worked on more than 80 substantive no-action letters and helped develop key positions on matters involving the investment management industry, including:

- affiliated transactions involving funds

- the status of unique investment products and commodity pools as investment companies

- assignments of advisory contracts

-proxy voting

Alison also represented the Division of Investment Management on IOSCO’s Standing Committee 5, which addresses the regulation of investment companies in the global markets.

USA

This individual is also ranked in:

Global 2021
Alison Fuller

Stradley Ronon Stevens & Young LLP

yellow-guide 7 YEARS RANKED
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1250 Connecticut Avenue, N.W.

Suite 500

Washington, DC

District of Columbia

USA

20036

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USA 2021

USA 2020

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USA 2017

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