Chambers Review
Provided by Chambers
Registered Funds - USA
What the Team is Known For
Thompson Hine is noted for its significant registered funds practice. The team is well known for its handling of matters relating to actively managed ETFs, corporate and board governance, mutual funds and ’40 Act compliance. The group regularly represents fund and asset managers as well as retirement plans.
Strengths
"The team has a high level of technical knowledge of the ’40 Act."
"The group is very professional and knowledgeable."
"Thompson Hine are very responsive and proactive."
Work Highlights
Thompson Hine assisted LIST Income Opportunities Fund with registering five interval funds, one of which is the List Income Opportunities Fund.
Notable practitioners
JoAnn Strasser has wide expertise in registered funds, including ETF and mutual fund matters.
"JoAnn combines great technical expertise with consummate business skills."
"She is a very knowledgeable lawyer."