About

Provided by Sullivan & Cromwell LLP

To learn about our practice, please visit www.sullcrom.com/practices-and-capabilities.

Chambers Review

Provided by Chambers
Registered Funds - USA - Nationwide
4
Band 4
What the team is known for

Sullivan & Cromwell counsels registered funds, advisers and independent directors on a wide range of concerns. Draws upon familiarity with the financial services sector to provide invaluable guidance on regulatory enforcement and compliance. Advises clients in the open and closed-end fund space, including BDCs.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers
John E Baumgardner
S
John E Baumgardner
S
Senior Statespeople

John Baumgardner is acclaimed for his deep knowledge of ’40 Act issues as they pertain to his clientele of independent trustees.

"He is really smart and brings a tremendous perspective to the issues he works on. He is also highly collaborative."

Donald Crawshaw
2
Donald Crawshaw
2
Band 2

Donald Crawshaw is particularly recognized for his strength in mutual and closed-end funds.

"Donald is an invaluable source of industry knowledge and experience."

"He is well known in the industry, collaborative and has great technical expertise."

William Farrar
4
William Farrar
4
Band 4

William Farrar is particularly rated for his profound understanding of the BDC space. He draws on his experience to offer informed advice on fund formation, fundraising and M&A.

Ranked Lawyers at
Sullivan & Cromwell LLP

Provided by Chambers
Filter by
Band

USA - Nationwide

Registered Funds

John E Baumgardner
S
John E Baumgardner
S
Senior Statespeople
Donald Crawshaw
2
Donald Crawshaw
2
Band 2
William Farrar
4
William Farrar
4
Band 4

Members

Provided by Sullivan & Cromwell LLP