About

Provided by Sullivan & Cromwell LLP

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Chambers Review

Provided by Chambers

Registered Funds - USA - Nationwide

4
Band 4

What the Team is Known For

Sullivan & Cromwell counsels registered funds, advisers and independent directors on a wide range of concerns. The firm draws upon familiarity with the financial services sector to provide invaluable guidance on regulatory enforcement and compliance. It advises clients in the open- and closed-end fund space, including BDCs.

Work Highlights

  • Sullivan & Cromwell advises AB Funds Independent Directors and Trustees in connection with the AB's entry into the actively managed ETF market and various fund launches.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers

John E Baumgardner
S
John E Baumgardner
S
Senior Statespeople
John Baumgardner is acclaimed for his deep knowledge of ’40 Act issues as they pertain to his clientele of independent trustees.
Donald Crawshaw
2
Donald Crawshaw
2
Band 2
Donald Crawshaw is particularly recognized for his strength in mutual and closed-end funds.

Donald's knowledge, awareness of external environment and regulatory matters, and his access to cross-jurisdictional expertise, have been invaluable.

William Farrar
4
William Farrar
4
Band 4
William Farrar is particularly rated for his profound understanding of the BDC space. He draws on his experience to offer informed advice on fund formation, fundraising and M&A.

Bill is an expert in the area of registered funds and BDCs.

Ranked Lawyers at
Sullivan & Cromwell LLP

Provided by Chambers
Filter by
Band

USA - Nationwide

Registered Funds

John E Baumgardner
S
John E Baumgardner
S
Senior Statespeople
Donald Crawshaw
2
Donald Crawshaw
2
Band 2
William Farrar
4
William Farrar
4
Band 4

Members

Provided by Sullivan & Cromwell LLP