Department profile
Sullivan & Cromwell LLP

Registered Funds

USA Guide 2026 : USA - Nationwide

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Sullivan & Cromwell LLP

Rankings

About

Provided by Sullivan & Cromwell LLP

To learn about our practice, please visit https://www.sullcrom.com/PracticeListing.

Chambers Review

Provided by Chambers

Registered Funds - USA - Nationwide

Band 4

What the Team is Known For

Sullivan & Cromwell counsels registered funds, advisers and independent directors on a wide range of concerns. The firm draws upon familiarity with the financial services sector to provide invaluable guidance on regulatory enforcement and compliance. It advises clients in the open- and closed-end fund space, including BDCs.

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Work Highlights

Provided by Chambers

  • Sullivan & Cromwell advises AB Funds Independent Directors and Trustees in connection with the AB's entry into the actively managed ETF market and various fund launches.

Strengths

Provided by Chambers

  • Sullivan & Cromwell has vast experience with business development companies under the 1940 Act.

    Registered Funds respondentUSA

Notable Practitioners

Provided by Chambers

  • John E Baumgardner
    John E Baumgardner

    John E Baumgardner

    John Baumgardner is acclaimed for his deep knowledge of ’40 Act issues as they pertain to his clientele of independent trustees.
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  • Donald Crawshaw
    Donald Crawshaw

    Donald Crawshaw

    Donald Crawshaw is particularly recognized for his strength in mutual and closed-end funds.

    • Donald's knowledge, awareness of external environment and regulatory matters, and his access to cross-jurisdictional expertise, have been invaluable.

      Registered Funds respondentUSA
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  • William Farrar
    William Farrar

    William Farrar

    William Farrar is particularly rated for his profound understanding of the BDC space. He draws on his experience to offer informed advice on fund formation, fundraising and M&A.

    • Bill is an expert in the area of registered funds and BDCs.

      Registered Funds respondentUSA
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Ranked Individuals at Sullivan & Cromwell LLP (3)

USA - Nationwide

Members

Provided by Sullivan & Cromwell LLP

Sullivan & Cromwell LLP has rankings in the following guides

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