Securities: Regulation: Advisory
USA Guide 2024 : USA - Nationwide
Band 1
About
Provided by Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates
The SEC reporting and compliance practice at Skadden advises public and private companies, management, boards of directors and board committees on a full range of matters involving securities offerings and compliance and disclosure matters under the Securities Act of 1933, Securities Exchange Act of 1934, the Sarbanes-Oxley Act and the Dodd-Frank Act, as well as the related SEC rules and the listing standards of the New York Stock Exchange, NASDAQ Stock Market and other stock markets.
A number of our lawyers have served as staff members of the U.S. Securities and Exchange Commission, holding senior management positions such as deputy director of the Division of Corporation Finance and chief of the SEC’s Office of Mergers and Acquisitions. One of the key services that members of this practice provide to our clients is the regular assistance of a consistent and dedicated team to prepare, review and advise on current and periodic Exchange Act reports, proxy statements and other filings made with the SEC. This approach allows our lawyers to remain current with the specific disclosure and compliance issues our clients are facing and to serve them in the most efficient and effective manner.
Chambers Review
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates covers all the bases for major corporate clients and financial institutions, including enforcement defense. Handles SEC investigations and provides SEC reporting and compliance advice to companies from a broad array of industries, including banking and pharmaceuticals. Also advises clients on the regulatory compliance aspects of mergers and acquisitions. Regarded as one of the leaders in CFTC enforcement actions and investigations. Houses an impressive roster of former federal law enforcement officials.
Strengths
Provided by Chambers
"Skadden is a great team of former government officials that provides on-point advice for interacting with the regulators."
"The team has an ability to navigate and advise on complex issues."
"Skadden's team is practical, pragmatic and deeply knowledgeable. They are remarkably responsive and timely."
"The firm has a variety of very sophisticated attorneys proficient in the most complex of legal matters."
"Skadden is a great team of former government officials that provides on-point advice for interacting with the regulators."
"The team has an ability to navigate and advise on complex issues."
"Skadden's team is practical, pragmatic and deeply knowledgeable. They are remarkably responsive and timely."
"The firm has a variety of very sophisticated attorneys proficient in the most complex of legal matters."
Notable Practitioners
Brian Breheny is held in high esteem for his work in corporate governance. He advises major public companies on SEC compliance matters, and often counsels on the regulatory components of M&A.
"Brian is seasoned and his background allows clients to get a good perspective about how regulators think about the issues."
"He has a depth of experience and has seen everything."
"Brian is one of the best securities lawyers in the country."
Marc Gerber advises major public companies on corporate governance matters, and is also well versed in shareholder proposals, proxy statements and disclosure concerns.
"He is a trusted partner, subject matter expert and is incredibly responsive."
"He is deeply knowledgeable, practical, pragmatic and solutions-oriented."
"Marc is always very responsive and helpful with ad hoc questions."
Raquel Fox is experienced in assisting companies with matters including SEC reporting, initial public offerings, mergers, corporate governance and SPAC transactions.
"Raquel is really good."
"Raquel is really practical, has great experience and anticipates issues before they happen."
David Meister is particularly highlighted for his leading practice in CFTC enforcement actions and investigations. He also regularly acts on FINRA and SEC actions, representing leading public companies, investment banks and broker-dealers.
"David has such wisdom and experience."
"David's experience at the CFTC and DoJ results in clear and practical advice for clients."
"He is so consistent and has a strategic mind."
David Zornow boasts notable expertise in white-collar criminal defense proceedings and wider regulatory mandates. He is highly adept at defending clients against SEC and DOJ actions arising from allegations of accounting fraud and FCPA violations, among others.
Anita Bandy is recommended for her guidance on SEC and DoJ enforcement matters for an array of clients, including financial services companies and corporations.
"She is super knowledgeable with unique insights into how to deal with the SEC."
"Her background presents an extraordinary understanding of the SEC. She is an incredible resource."
"Anita is really strong. She is smart and has a broad range of experience."
Ranked Lawyers at
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates
USA - Nationwide
Members
Provided by Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates