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Sidley Austin LLP
Department profile | Sidley Austin LLP
Financial Services Regulation: Consumer Finance (Compliance)

About

Provided by Sidley Austin LLP

For more information on the practice, please visit the practice's page at: https://www/sidley.com/en/services/banking-and-financial-services

Chambers Review

Provided by Chambers

Financial Services Regulation: Consumer Finance (Compliance) - USA - Nationwide

2
Band 2

What the Team is Known For

Sidley Austin LLP offers extensive experience across a range of securities and broker-dealer matters, including the most technical aspects of equity markets, alternative trading systems and municipal securities. Noted representation of broker-dealer clients in connection with regulatory examinations, investigations and enforcement actions. Further recognized for its highly respected consumer finance practice, covering a broad range of matters including the establishment of innovative payment systems. Regularly acts on behalf of banks and non-banks in connection with complex regulatory matters and major litigation.

Work Highlights

  • Sidley Austin advised Stifel Nicolaus & Company on a number of sanctions under a Massachusetts Securities Division consent order.

Strengths

Provided by Chambers

The firm has deep knowledge, experience and bench of talent on all topics pertinent to our business.

Financial Services Regulation: Consumer Finance (Compliance) respondent
USA

Sidley has exceptional regulatory strength and experience.

Financial Services Regulation: Consumer Finance (Compliance) respondent
USA

Sidley has strong knowledge of broker-dealer issues and is on top of commercial issues.

Financial Services Regulation: Consumer Finance (Compliance) respondent
USA

The Sidley partners are experts.

Financial Services Regulation: Consumer Finance (Compliance) respondent
USA

Sidley Austin are thought leaders in this space. The team provides practical advice and has a strong bench.

Financial Services Regulation: Consumer Finance (Compliance) respondent
USA

Notable Practitioners

Provided by Chambers

Barbara Stettner
1
Barbara Stettner
1
Band 1

Barbara Stettner impresses with the strength of her market-leading broker-dealer advisory practice, which encompasses compliance with directives established under the Dodd-Frank Act.

Barbara has impeccable business judgment.

She is very on top of the newest issues and regulations in the securities world.

Barbara is extremely practical and business-oriented.

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W Hardy Callcott
1
W Hardy Callcott
1
Band 1
Hardy Callcott stands out for his market-leading counsel to leading US broker-dealers on the full range of compliance requirements. He is equally accomplished at steering clients through major enforcement actions initiated by state and federal regulators.

Hardy is an encyclopedia of regulatory knowledge.

He is one of the real all-stars in the area.

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David E Teitelbaum
2
David E Teitelbaum
2
Band 2
David Teitelbaum is a widely commended name in the world of consumer finance law, noted for his extensive regulatory and transactional capabilities. He is particularly well regarded for his expertise in payments law matters.
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Kevin Campion
2
Kevin Campion
2
Band 2
Kevin Campion maintains a prominent broker-dealer compliance practice, offering clients comprehensive guidance with respect to rules set by the SEC, SIFMA and FINRA. He is particularly well known for his expertise in short-selling issues.

He understands the practical implications of the rules that impact our industry and quickly dives to the heart of a particular matter.

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Gretchen E. Lamberg
4
Gretchen E. Lamberg
4
Band 4

Gretchen Lamberg is routinely sought out by clients for counsel on payments systems and regulations.

Gretchen provides thoughtful, steady counsel in complex negotiations.

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Joel Feinberg
4
Joel Feinberg
4
Band 4
Joel Feinberg is recognized for his high quality regulatory practice, which sees him counseling credit card providers and other lenders on significant compliance issues such as payments law, sanctions and AML.

He's exceptionally responsive, smart and very practical.

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Michael Lewis
5
Michael Lewis
5
Band 5
Michael Lewis is highly sought out for his bank regulatory knowledge. He assists prominent banking clients in regulatory issues related to FinTech and bank M&A transactions, among other matters.

He has expertise on all regulatory matters.

Michael understands complex regulatory issues and has an awareness of important industry trends and developments.

He provides clear and concise advice and is always willing to think creatively when trying to address any problem.

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Ranked Lawyers at
Sidley Austin LLP

Provided by Chambers
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Band

USA - Nationwide

Financial Services Regulation: Banking (Compliance)
Michael Lewis
5
Michael Lewis
5
Band 5
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Financial Services Regulation: Broker Dealer (Compliance)
Barbara Stettner
1
Barbara Stettner
1
Band 1
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W Hardy Callcott
1
W Hardy Callcott
1
Band 1
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Kevin Campion
2
Kevin Campion
2
Band 2
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Financial Services Regulation: Broker Dealer (Enforcement)
W Hardy Callcott
1
W Hardy Callcott
1
Band 1
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Financial Services Regulation: Consumer Finance (Compliance)
David E Teitelbaum
2
David E Teitelbaum
2
Band 2
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Gretchen E. Lamberg
4
Gretchen E. Lamberg
4
Band 4
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Joel Feinberg
4
Joel Feinberg
4
Band 4
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