About

Provided by Pestalozzi

Pestalozzi has an extensive practice in investment funds. In particular, Pestalozzi advises on:

  • Swiss and foreign sponsors in the structuring and setting-up of Swiss and foreign investment funds and asset managers as well as on licensing applications and contact with the Swiss Financial Market Supervisory Authority (FINMA);
  • Swiss and foreign asset managers and investment funds on ongoing regulatory, legal and tax requirements;
  • Swiss and foreign investment funds and asset managers in (cross-border) marketing investment funds in/into or out of Switzerland;
  • Swiss and foreign asset managers in transactional issues, particularly investment and divestment of assets;
  • Listing of Swiss and foreign ETFs and other ETPs on exchanges in Switzerland;
  • Fund financing;
  • Mergers and sales and purchases of asset managers;
  • Assistance to several asset managers and their fund products to change their strategies to ESG.


8 Pestalozzi lawyers are fully recognized by SIX Exchange Regulation to submit listing applications for any type of securities including investment funds and exchange-traded products (ETPs), in particular ETFs, on the SIX Swiss Exchange.

Chambers Review

Provided by Chambers

Investment Funds - Switzerland

3
Band 3

What the Team is Known For

Pestalozzi boasts an impressive client list made up of important asset management companies. The law firm draws upon its expertise to assist clients with the establishment of funds, including licensing, registration and distribution issues. The team is equally adept at handling regulatory and compliance mandates before Swiss regulators such as FINMA.

Work Highlights

  • Pestalozzi assisted Aksia with setting up a presence in Switzerland, as well as regulatory advice on asset management agreements.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers

Andrea Huber
2
Andrea Huber
2
Band 2

Andrea Huber is a highly regarded lawyer who boasts expertise in setting up funds for asset management companies, as well as licensing and distribution matters. She is also at ease handling regulatory questions.

Andrea Huber distinguishes herself for her exceptional depth of knowledge, strategic thinking and calm authority in highly complex regulatory and investment funds matters.

She is highly responsive, thoughtful and strategic, acting not just as a legal adviser but as a true partner to the business.

Her calm, solution-driven style and her ability to navigate sensitive, high-stakes matters make her an invaluable asset.

She is highly effective in complex regulatory environments and provides advice that is clear, actionable and aligned with business needs.

She combines technical excellence with sound commercial judgement and has a unique ability to guide clients through uncertainty with clarity and confidence.

Oliver Widmer
3
Oliver Widmer
3
Band 3

Oliver Widmer acts for clients from the financial sector on the establishment of funds, particularly ESG-focused funds, L-QIFs and ETFs. He also assists with licensings, regulatory issues and marketing matters.

Oliver Widmer is a skilled and nimble lawyer and a good listener. Our collaboration with him was very pleasant.

Oliver Widmer is widely respected for his deep expertise in investment funds.

What sets Oliver apart from his peers is his ability to combine top-tier legal knowledge with a highly commercial, solution-oriented approach.

Oliver Widmer makes himself available whenever required for complex matters.

Ranked Lawyers at
Pestalozzi

Provided by Chambers
Filter by
Band

Switzerland

Investment Funds

Andrea Huber
2
Andrea Huber
2
Band 2
Oliver Widmer
3
Oliver Widmer
3
Band 3

Members

Provided by Pestalozzi