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Hogan Lovells
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Securities: Regulation: Advisory

Chambers Review

Provided by Chambers

Securities: Regulation: Advisory - USA - Nationwide

2
Band 2

What the Team is Known For

Hogan Lovells is notably adept at advising a broad range of public companies and their senior executives on current regulation and reform in the securities law space. The firm is frequently sought after for counsel on public disclosure and shareholder proposal responses, as well as Dodd-Frank and FCPA-related matters. It draws on a strong bench to provide expert support to clients in areas such as Section 16, and is also called upon to handle SEC enforcement actions and parallel government investigations.

Work Highlights

  • Hogan Lovells advised Advance Auto Parts on a range of SEC advisory and corporate governance matters, including on new SEC rules and regulatory developments, ongoing SEC and stock exchange compliance matters and shareholder proposals.

Strengths

Provided by Chambers

Hogan Lovells consider the issues we bring to them from every salient perspective, resulting in extremely valuable advice. They collaborate closely with their industry experts to ensure their advice is relevant, calibrated and nuanced.

Securities: Regulation: Advisory respondent
USA

The team has undisputed expertise and experience, applied without ego to our company’s needs and interests. They are always available, fully aligned with our corporate values and practices and have a deep understanding of our business challenges.

Securities: Regulation: Advisory respondent
USA

Hogan Lovells provides excellent service, knowledge and expertise, with proactive communication on regulatory developments. The team has deep expertise with SEC and relationships with regulators. They have top-tier partner support with excellent associates at all levels.

Securities: Regulation: Advisory respondent
USA

The Hogan Lovells attorneys are highly responsive, offering substantive and quality advice efficiently and effectively.

Securities: Regulation: Advisory respondent
USA

Notable Practitioners

Provided by Chambers

Alan L Dye
1
Alan L Dye
1
Band 1
Alan Dye is the go-to authority on Section 16 reporting, while also advising leading corporations and boards on wide-ranging securities compliance and disclosure matters.

Alan is the Section 16 guru.

Alan is a top notch, outstanding lawyer providing great advice.

Alan has always provided us with impeccable advice.

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John Beckman
3
John Beckman
3
Band 3

John Beckman is sought after by clients for his extensive knowledge of securities law and ability to deftly advise clients as they navigate interactions with regulatory bodies.

John is a trusted legal counselor and strategic adviser on all SEC matters.

John is commercially-oriented and sophisticated.

John is always very easy to work with and brings a positive attitude.

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U
Weston Gaines
U
Up and Coming
Weston Gaines guides public company clients through regulatory issues with the SEC, providing advice on corporate governance, securities law compliance and SEC reporting.

Weston was super helpful on Section 16 issues.

Weston is super responsive and efficient in providing practical advice.

Weston has practical experience advising on both Section 16 and periodic reporting. His advice is consistently legally sound.

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Ranked Lawyers at
Hogan Lovells

Provided by Chambers
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Band

USA - Nationwide

Securities: Regulation: Advisory
Alan L Dye
1
Alan L Dye
1
Band 1
View Profile
John Beckman
3
John Beckman
3
Band 3
View Profile
U
Weston Gaines
U
Up and Coming
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Members

Provided by Hogan Lovells

John Beckman

Head of Department