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Chambers Review

Provided by Chambers

Banking & Finance: Financial Services Regulation - Spain

1
Band 1

What the Team is Known For

Widely considered to be an excellent boutique law firm, finReg360 offers comprehensive advice on financial services regulation. The team advises on various national and European rules applicable to asset managers, banks and service providers including MiFID II, PSD2 and AML. The law firm also assists with authorisation procedures and entity set-ups, often in close negotiation with the CNMV. With its further competence in sustainable finance initiatives and large compliance assessments, finReg360 complements its holistic offering.

Strengths

They have deep technical regulatory knowledge with a hands-on approach.

finReg360 is very close to clients and oriented towards creative, commercial and agile solutions.

In the face of complex regulations, the dedication and analysis of finReg360 is impeccable, with clear opinions and effective advice.

It is one of the best teams in the market.

Work Highlights

finReg360 provided regulatory advice to CaixaBank, amongst others, on the implementation of the potential EU Strategy for Retail Investors regulation.

Notable practitioners

Gloria Hernández Aler is a leading figure in the financial regulation world, advising on audits and inspections by regulatory bodies as well as authorisations and registrations to provide financial services in Spain. Furthermore, she provides ongoing regulatory advice to notable banks and financial entities.
 

Gloria offers dedication and proximity to clients.

Reputable practitioner Jorge Ferrer is often mandated by Spanish corporates and financial service providers due to his ability to handle PSD2-related mandates and the distribution of funds.
 

Jorge is quick and very approachable.

 

He fully understands the client's problem and offers creative and practical solutions.

 

Jorge Ferrer knows how to best adapt his advice to the business circumstances.

Úrsula García assists with financial services regulations including regulatory due diligence for M&A matters, MiFID II advice and venture debt financing.

Sara Gutiérrez Campiña regularly advises on a range of banking and finance regulation mandates including MiFID II, compliance assessments and regulatory advice for M&A matters.
 

Sara has very good technical knowledge and takes a very practical and business-oriented approach in her proposals.

José María Olivares continues to receive recognition for his work on banking and finance regulatory mandates ranging from PSD2 and AML-related issues to authorisation procedures with the CNMV.

Ranked Lawyers at
finReg360

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Spain

Banking & Finance: Financial Services Regulation

1
Gloria Hernández Aler
1
Band 1
2
Jorge Ferrer
2
Band 2
2
Úrsula García
2
Band 2
3
Sara Gutiérrez Campiña
3
Band 3
4
José María Olivares
4
Band 4