We advise on the structuring, issuance, and placement of financial instruments in public and private markets, including shares, bonds, bond programs, commercial paper, fund units, structured financings, securitizations, and derivatives. We work with issuers, securities brokers, fund managers, investment advisers, family offices, and investors.
Our advice covers initial public offerings, capital increases, registrations with the Securities Registry and Foreign Securities Registry, prospectuses, internal regulations, issuance agreements, tender offers, changes of control, and the tax analysis applicable to each structure.
We assist clients in their day-to-day regulatory dealings with the Financial Market Commission (CMF), including corporate governance, material events and disclosure obligations, inside information, market conduct, related-party transactions, and requirements applicable to securities intermediaries and investment advisers. We also represent clients in inspections, information requests, sanctioning proceedings, and related judicial claims.
Our experience includes asset management, securities offerings, alternative assets, special situations, private debt, foreign fund registrations, investment and mutual funds, securities regulation, CMF compliance, fintech, fund distribution agreements, and investment advisory services.