Financial Services Regulation: Broker Dealer (Compliance & Enforcement)
USA Guide 2024 : USA - Nationwide
Band 3
Contact number
(212) 880-3999Chambers Review
Davis Wright Tremaine LLP is well noted for its strength in advising domestic and international clients on banking regulations. The group provides insight on chartering and structuring issues. The team also has extensive experience in handling both transactional and enforcement matters. Also boasts expertise in FinTech.
Mark Attar is a key contact based in the firm's Washington D.C. office.
Work Highlights
- Davis Wright Tremaine LLP advised a large broker-dealer seeking SEC staff no-action relief from certain custody-related broker-dealer financial and operational requirements.
Strengths
Provided by Chambers
"Davis Wright Tremaine has the sophistication and expertise to respond in an efficient manner."
"The lawyers are astute, practical and creative."
"The firm is top notch in service and responsiveness."
"Davis Wright Tremaine has the sophistication and expertise to respond in an efficient manner."
"The lawyers are astute, practical and creative."
"The firm is top notch in service and responsiveness."