This section covers contentious and non-contentious regulatory matters related to the financial services industry. On the contentious side, it encompasses Financial Conduct Authority (FCA) investigations, selling practices, market misconduct, misuse of confidential information and complaints handling regarding retail products. Non-contentious regulatory matters may include the implications of and interactions between UK, EU and US regulations and compliance advice. We consider work here on behalf of asset managers, banks, insurers, funds and alternative capital providers or any organisation governed by the FCA and / or PRA (Prudential Regulatory Authority).
