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4 Pump Court
Department profile | 4 Pump Court
Financial Services

Chambers Review

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Financial Services - London (Bar)

3
Band 3

What the Team is Known For

4 Pump Court is a well-respected set whose members offer a range of expertise in regulatory matters. This expertise is frequently called upon by the FCA in significant enforcement actions, as well as by financial institutions on regulatory challenges and civil proceedings, both in the UK and offshore. A source notes the set “provides careful, balanced advice combined with pragmatic steps, providing the client with clarity and certainty.” Recently, members appeared in FCA v John Dance, a civil regulatory proceeding involving the alleged divestment of more than £40 million points against an approved person.

Carl Wall and Stewart Gibbs are the senior clerks.

Strengths

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The clerks at 4 Pump Court are responsive.

Financial Services respondent
UK Bar

Notable Practitioners

Provided by Chambers

1
James Purchas
1
Band 1

James Purchas is an outstanding junior with prowess not only in the strictly regulatory aspects of financial services, but also in complementary areas such as insolvency and payments. He is often called upon to advise on issues without precedent.

He has a strong eye for detail, is highly engaged and understands clients' needs. He puts clients in the best position to resolve the issue effectively and achieve the best possible outcome.

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2
Nick Vineall
2
Band 2

Nicholas Vineall KC is a first-round pick for many looking for regulatory representation thanks to his deep understanding of the sector combined with his thorough knowledge of the inner workings of the regulator. He is also often called upon to advise the FCA itself. He is recognised for his understanding of perimeter issues.

He is very good at dealing with difficult issues and giving you clear advice. He is incredibly helpful and makes difficult problems straightforward.

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Ruth Bala
4
Ruth Bala
4
Band 4

Ruth Bala is an extremely capable junior with impressive experience of acting in a wide array of contentious and non-contentious financial services matters. She regularly handles FCA investigations and compliance issues.

She is an incredibly tenacious barrister.

Ruth communicates advice clearly and drafts coherent and persuasive arguments.

Ruth is technically outstanding and very responsive.

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Ranked Barristers at
4 Pump Court

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Band

Silks (KC)

London (Bar)

Financial Services
2
Nick Vineall KC
2
Band 2
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Juniors

London (Bar)

Financial Services
1
James Purchas
1
Band 1
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Ruth Bala
4
Ruth Bala
4
Band 4
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