Tinika Brown

Practice Areas

Tinika has extensive experience advising private fund managers on regulatory and compliance matters with a particular focus on the Investment Advisers Act of 1940.

In her practice she advises clients on a variety of regulatory matters, including Marketing Rule compliance, SEC investment adviser registration, operating effective compliance programs, drafting and updating compliance manuals, advising clients undergoing SEC examinations and managing conflicts of interest. She also leads compliance training sessions for clients, including more focused trainings relating to the marketing of private funds.

Tinika is a regular speaker at Schulte’s annual Private Capital Forum and has participated as a speaker at MFA events.

Prior to joining the firm, Tinika served as General Counsel & Chief Compliance Officer to a large, SEC-registered investment adviser where she developed and oversaw the firm’s first compliance program.