Richard Walker
USA Guide 2023
Band 4 : Securities: Regulation: Enforcement
Email address
[email protected]Contact number
1 202 626 2620Share profile
Band 4
About
Provided by Richard Walker
Practice Areas
Former SEC Enforcement Director and General Counsel Dick Walker is a Partner in the firm’s Special Matters & Government Investigations practice group. As part of the firm’s Securities Regulation and Enforcement practice, Dick represents clients in matters before the Securities and Exchange Commission, including counselling, internal and government investigations, compliance issues and appellate work. He also represents banks, law firms, accounting firms, regulated entities and public companies who benefit from his ten years as a high-ranking SEC official and almost fourteen years as Global General Counsel for Deutsche Bank.
Mr. Walker is the only person in history who has served the SEC as both Enforcement Director and General Counsel.