Securities: Regulation: Enforcement

Dixie Johnson is a respected regulatory practitioner who regularly handles enforcement actions by the DOJ and SEC on behalf of clients such as asset managers, banks and public companies.

"She is incredibly responsive and diligent."

"Dixie is authoritative on the law and takes control of situations to do right by the client."

"She brings with her extensive regulatory and agency knowledge."

Carmen Lawrence represents public companies and investment advisers in SEC inquiries and internal investigations. She is particularly strong on accounting and disclosure, as well as MBS-related matters.

"Carmen is amazing."

"She is a real force in front of a board."

Alexander Koch is coleader of the firm's securities enforcement and regulation practice. He handles sensitive SEC investigations for clients ranging from huge public companies in the life sciences sector to large accounting firms. He is well versed in whistle-blower retaliation matters, as well as accounting fraud and corruption.

"Alec has tremendous judgment and analytical skills."

"Alec is wonderful."

Richard Walker draws upon impressive in-house and governmental experience to represent major corporate clients in connection with a range of enforcement proceedings and SEC investigations.