Chair, Investment Management Regulatory & Compliance Group and Member, Executive Committee. Advises private fund managers on running their businesses consistent with the Investment Advisers Act of 1940 and all other applicable laws, regulations and legal requirements. Provides guidance on SEC registration, examination and enforcement matters. Leads training sessions for investment professionals on complying with insider trading and market manipulation laws.
American Bar Association; Managed Funds Association; New York City Bar Association.
New York University School of Law, JD; Wesleyan University, BA, with honors.